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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
76
Barclays
United Kingdom
$16.9M +$2.71M +48,383 +20%
UB
77
UMB Bank
Missouri
$16.6M +$7.84M +139,845 +95%
Manulife (Manufacturers Life Insurance)
78
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15.4M +$287K +5,128 +2%
National Pension Service
79
National Pension Service
South Korea
$15.3M +$975K +17,406 +7%
Nomura Asset Management
80
Nomura Asset Management
Japan
$15.2M -$10.2M -182,130 -41%
OSAM
81
O'Shaughnessy Asset Management
Connecticut
$14.8M -$6.93M -123,606 -44%
Nisa Investment Advisors
82
Nisa Investment Advisors
Missouri
$14.7M -$1.33M -23,675 -9%
BGIM
83
Brandywine Global Investment Management
Pennsylvania
$14.6M -$516K -9,210 -4%
Russell Investments Group
84
Russell Investments Group
United Kingdom
$14M +$13.6M +242,371 New
Canada Life
85
Canada Life
Manitoba, Canada
$14M -$198K -3,542 -1%
Korea Investment Corp
86
Korea Investment Corp
South Korea
$13.4M +$5.59M +99,739 +75%
AP
87
AHL Partners
United Kingdom
$13.3M +$6.94M +123,844 +117%
Chevy Chase Trust
88
Chevy Chase Trust
Maryland
$13M +$29.6K +529 +0.2%
VLKIM
89
Van Lanschot Kempen Investment Management
Netherlands
$12.6M -$11.9M -213,000 -49%
HSBC Holdings
90
HSBC Holdings
United Kingdom
$12.3M +$913K +16,292 +8%
ANI
91
American National Insurance
Texas
$11.9M
AIM
92
Artemis Investment Management
United Kingdom
$11.7M +$3.04M +54,200 +37%
MLM
93
Mount Lucas Management
Pennsylvania
$11.7M -$2.07M -36,987 -15%
Two Sigma Advisers
94
Two Sigma Advisers
New York
$11.4M +$2.26M +40,400 +26%
PI
95
PGGM Investments
Netherlands
$11.3M -$447K -7,977 -4%
Royal Bank of Canada
96
Royal Bank of Canada
Ontario, Canada
$11.3M +$6.39M +113,956 +140%
JIR
97
James Investment Research
Ohio
$11.3M +$10.9M +195,199 New
WG
98
Winton Group
United Kingdom
$11.2M +$2.68M +47,903 +33%
Lord, Abbett & Co
99
Lord, Abbett & Co
New Jersey
$11.1M +$6.56M +117,100 +156%
CCMH
100
Cornerstone Capital Management Holdings
New York
$11.1M -$7.42M -132,388 -41%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.