We are live on ! Find out more
PFG icon

Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
Adage Capital Partners
76
Adage Capital Partners
Massachusetts
$13.6M +$7.51M +144,900 +102%
Two Sigma Advisers
77
Two Sigma Advisers
New York
$13.6M -$6.97M -134,463 -32%
First Trust Advisors
78
First Trust Advisors
Illinois
$13.5M +$5.55M +107,021 +60%
American Century Companies
79
American Century Companies
Missouri
$12.2M +$512K +9,882 +4%
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
$11.9M +$12.8M +247,824 +5,526%
DIA
81
Dana Investment Advisors
Wisconsin
$11.8M +$13M +250,047 New
Aviva
82
Aviva
United Kingdom
$11.7M -$202K -3,903 -2%
ACI
83
AMP Capital Investors
Australia
$11.1M -$1.22M -23,460 -9%
RCM
84
Riverhead Capital Management
Delaware
$11M +$2.41M +46,477 +25%
CCMH
85
Cornerstone Capital Management Holdings
New York
$10.8M +$8.26M +159,374 +231%
Chevy Chase Trust
86
Chevy Chase Trust
Maryland
$10.6M +$407K +7,851 +4%
DCM
87
Decatur Capital Management
Georgia
$9.78M -$5.79M -111,750 -35%
Nisa Investment Advisors
88
Nisa Investment Advisors
Missouri
$9.77M +$264K +5,100 +3%
ANI
89
American National Insurance
Texas
$9.75M
CM
90
Capital Management
Virginia
$9.74M -$650K -12,550 -6%
PI
91
PGGM Investments
Netherlands
$9.37M +$73.8K +1,424 +0.7%
BA
92
BlackRock Advisors
Delaware
$9.33M +$9.26M +178,719 +972%
Royal Bank of Canada
93
Royal Bank of Canada
Ontario, Canada
$8.5M -$3.1M -59,838 -25%
RJA
94
Raymond James & Associates
Florida
$8.48M +$513K +9,902 +6%
VOYA Investment Management
95
VOYA Investment Management
Georgia
$8.31M +$22.4K +433 +0.2%
BCM
96
Bridgeway Capital Management
Texas
$8.18M
BCIM
97
British Columbia Investment Management
British Columbia, Canada
$8.1M
National Pension Service
98
National Pension Service
South Korea
$7.99M +$1.39M +26,827 +19%
PAMU
99
Pictet Asset Management (UK)
United Kingdom
$7.97M -$5.18K -100 -0.1%
Canada Life
100
Canada Life
Manitoba, Canada
$7.89M +$392K +7,563 +5%

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.