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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
WB
801
WesBanco Bank
West Virginia
-$215K -2,557 Closed
PFGIA
802
Patriot Financial Group Insurance Agency
Massachusetts
-$214K -2,553 Closed
ATPW
803
Ashton Thomas Private Wealth
Arizona
-$213K -2,541 Closed
NSEDCP
804
NJ State Employees Deferred Compensation Plan
New Jersey
-$210K -2,500 Closed
SCI
805
S&CO Inc
Massachusetts
-$209K -2,500 Closed
VAG
806
VisionPoint Advisory Group
Texas
-$229K -2,462 Closed
SWM
807
SeaCrest Wealth Management
New York
-$206K -2,453 Closed
IWN
808
Independent Wealth Network
Iowa
-$203K -2,423 Closed
HAIM
809
Hunter Associates Investment Management
Pennsylvania
-$201K -2,411 Closed
WPC
810
Wedmont Private Capital
Pennsylvania
-$209K -2,392 Closed
TF
811
Tompkins Financial
New York
-$175K -2,080 Closed
SIM
812
Sentry Investment Management
Wisconsin
-$131K -1,557 Closed
AWM
813
Ameliora Wealth Management
Switzerland
-$101K -1,199 Closed
MCC
814
Money Concepts Capital
Florida
-$98.1K -1,169 Closed
DFCM
815
Dark Forest Capital Management
Puerto Rico
-$60.8K -725 Closed
DCM
816
Dupont Capital Management
Delaware
-$50.3K -599 Closed
CWA
817
Clearview Wealth Advisors
Oregon
-$43.5K -513 Closed
PMEF
818
Point72 Middle East FZE
United Arab Emirates
-$39.3K -468 Closed
FA
819
Fiduciary Alliance
South Carolina
-$38.4K -457 Closed
HMS
820
Hanseatic Management Services
New Mexico
-$34K -411 Closed
3IP
821
3Chopt Investment Partners
Virginia
-$32.5K -387 Closed
MWM
822
MinichMacGregor Wealth Management
New York
-$25.2K -300 Closed
ZIG
823
Zullo Investment Group
Pennsylvania
-$19.7K -235 Closed
USCWA
824
U.S. Capital Wealth Advisors
Texas
-$16.1K -192 Closed
CAS
825
Coppell Advisory Solutions
Texas
-$10.2K -122 Closed

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.