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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CPC
801
Cookson Peirce & Co
Pennsylvania
– -$505K -7,006 Closed
AWA
802
Arete Wealth Advisors
Illinois
– -$430K -5,963 Closed
FHB
803
First Hawaiian Bank
Hawaii
– -$390K -5,410 Closed
Wolverine Trading
804
Wolverine Trading
Illinois
– -$383K -4,464 Closed
IAA
805
Independent Advisor Alliance
North Carolina
– -$294K -4,076 Closed
MA
806
Mutual Advisors
Nebraska
– -$270K -3,739 Closed
PAM
807
Premier Asset Management
Illinois
– -$264K -3,650 Closed
SB
808
Sunflower Bank
Texas
– -$263K -3,645 Closed
ACM
809
Aquatic Capital Management
Illinois
– -$253K -3,500 Closed
PI
810
PEAK6 Investments
Illinois
– -$237K -3,291 Closed
IPW
811
Inlet Private Wealth
Florida
– -$234K -3,237 Closed
OPPTF
812
OPSEU Pension Plan Trust Fund
Ontario, Canada
– -$237K -3,200 Closed
EP
813
Eudaimonia Partners
Tennessee
– -$225K -3,114 Closed
PFPT
814
Pinnacle Financial Partners (Tennessee)
Tennessee
– -$205K -2,838 Closed
RA
815
RFG Advisory
Alabama
– -$216K -2,382 Closed
BWM
816
BCGM Wealth Management
Indiana
– -$203K -2,340 Closed
LIM
817
Longfellow Investment Management
Massachusetts
– -$165K -2,289 Closed
MAM
818
Meeder Asset Management
Ohio
– -$161K -2,232 Closed
SFO
819
Standard Family Office
South Dakota
– -$123K -1,700 Closed
NICM
820
Neo Ivy Capital Management
New York
– -$40K -550 Closed
Kayne Anderson Rudnick Investment Management
821
Kayne Anderson Rudnick Investment Management
California
– -$35K -486 Closed
ODG
822
O'Dell Group
Ohio
– -$34K -465 Closed
HI
823
Hudock Inc
Pennsylvania
– -$32K -452 Closed
BA
824
Bellwether Advisors
Nebraska
– -$17K -237 Closed
PAI
825
Pittenger & Anderson Inc
Nebraska
– -$16K -215 Closed
30 31 32
33
34

PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.