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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
TF
776
Trek Financial
Arizona
-$419K -4,992 Closed
MC
777
Miramar Capital
Illinois
-$376K -4,475 Closed
CI
778
Cambiar Investors
Colorado
-$308K -3,670 Closed
DOA
779
D'Orazio & Associates
Virginia
-$301K -3,586 Closed
DAS
780
Dynamic Advisor Solutions
Arizona
-$299K -3,564 Closed
EHWM
781
Eads & Heald Wealth Management
Georgia
-$279K -3,321 Closed
IG
782
ING Group
Netherlands
-$269K -3,208 Closed
CP
783
CenterBook Partners
Connecticut
-$260K -3,095 Closed
CAAM
784
Cornerstone Advisors Asset Management
Pennsylvania
-$257K -3,068 Closed
RAG
785
RIA Advisory Group
Iowa
-$205K -3,042 Closed
CCM
786
Community Capital Management
Florida
-$252K -3,000 Closed
GMA
787
Glassy Mountain Advisors
Maryland
-$252K -3,000 Closed
LA
788
Lane & Associates
New Jersey
-$248K -2,950 Closed
GAA
789
Global Assets Advisory
Florida
-$247K -2,945 Closed
CCA
790
Checchi Capital Advisers
California
-$246K -2,934 Closed
BCM
791
Brookstone Capital Management
Illinois
-$246K -2,817 Closed
LIM
792
Leavell Investment Management
Alabama
-$229K -2,730 Closed
SYBT
793
Stock Yards Bank & Trust
Kentucky
-$228K -2,716 Closed
TAM
794
Trust Asset Management
Texas
-$224K -2,673 Closed
MAS
795
Meeder Advisory Services
Ohio
-$223K -2,655 Closed
BJL
796
Brighton Jones LLC
Washington
-$220K -2,627 Closed
FNT
797
First National Trust
Pennsylvania
-$219K -2,606 Closed
CT
798
Chicago Trust
Illinois
-$218K -2,600 Closed
MNBTD
799
Moody National Bank Trust Division
Texas
-$217K -2,582 Closed
RIL
800
Rothschild Investment LLC
Illinois
-$217K -2,580 Closed

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.