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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
NMG
776
New Millennium Group
Utah
$839 -$10.9K -127 -93%
MYAM
777
Meiji Yasuda Asset Management
Japan
$702 +$98.7K +1,150 +16%
PWMG
778
Prestige Wealth Management Group
New Jersey
$587 – – –
AA
779
Addison Advisors
Vermont
$420 – – –
MHR
780
Matthew Hamilton Rosenberg
$420 +$429 +5 New
ECM
781
Everence Capital Management
Indiana
$380 -$570K -6,640 -59%
TWP
782
TFO Wealth Partners
Ohio
$284 +$172 +2 New
Canada Pension Plan Investment Board
783
Canada Pension Plan Investment Board
Ontario, Canada
$84 -$6.69K -78 -99%
VLKIM
784
Van Lanschot Kempen Investment Management
Netherlands
– -$11.9M -164,415 Closed
AIM
785
Artemis Investment Management
United Kingdom
– -$6.15M -85,239 Closed
MFS
786
Mirabella Financial Services
United Kingdom
– -$3.98M -55,768 Closed
Voloridge Investment Management
787
Voloridge Investment Management
Florida
– -$3.02M -41,802 Closed
EI
788
EDMP Inc
Florida
– -$2.8M -38,752 Closed
WAM
789
Weiss Asset Management
Massachusetts
– -$2.71M -37,525 Closed
JF
790
Jump Financial
Illinois
– -$2M -27,709 Closed
AIMCA
791
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
– -$1.37M -18,942 Closed
OAM
792
Oppenheimer Asset Management
New York
– -$1.05M -14,619 Closed
KWILP
793
Kiwi Wealth Investments Limited Partnership
New Zealand
– -$899K -13,457 Closed
ACM
794
AlphaCrest Capital Management
New York
– -$885K -12,263 Closed
WI
795
WBI Investments
New Jersey
– -$873K -12,107 Closed
QC
796
Quadrature Capital
United Kingdom
– -$830K -11,512 Closed
DA
797
DCM Advisors
New York
– -$727K -10,078 Closed
BC
798
Bridgefront Capital
Texas
– -$680K -9,430 Closed
VWA
799
V Wealth Advisors
Kansas
– -$649K -8,995 Closed
BCM
800
Bayesian Capital Management
New York
– -$606K -8,406 Closed
30 31
32
33 34

PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.