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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
WorldQuant Millennium Advisors
751
WorldQuant Millennium Advisors
New York
-$3.24M -38,660 Closed
EGM
752
Engineers Gate Manager
New York
-$2.98M -35,552 Closed
DILIC
753
Dai-ichi Life Insurance Company
Japan
-$2.71M -32,252 Closed
WAM
754
Wakefield Asset Management
Colorado
-$2.49M -29,666 Closed
Holocene Advisors
755
Holocene Advisors
New York
-$1.65M -19,707 Closed
FIM
756
Freedom Investment Management
Connecticut
-$1.61M -19,149 Closed
HT
757
Headlands Technologies
Illinois
-$1.48M -17,590 Closed
RIM
758
Redwood Investment Management
Arizona
-$1.46M -17,396 Closed
IF
759
Intrua Financial
Texas
-$1.43M -16,482 Closed
SCP
760
Syntal Capital Partners
Texas
-$1.34M -15,918 Closed
Renaissance Technologies
761
Renaissance Technologies
New York
-$1.33M -15,822 Closed
YIH
762
Y-Intercept (HK)
Hong Kong
-$1.29M -15,428 Closed
PRC
763
Pearl River Capital
Michigan
-$993K -11,833 Closed
PAM
764
Panagora Asset Management
Massachusetts
-$962K -11,466 Closed
GIA
765
Gladstone Institutional Advisory
Florida
-$917K -10,928 Closed
FF
766
Friedenthal Financial
New Jersey
-$749K -8,921 Closed
FC
767
FORA Capital
Florida
-$743K -8,858 Closed
AC
768
Allstate Corporation
Illinois
-$699K -8,335 Closed
BMCM
769
Burns Matteson Capital Management
New York
-$642K -7,645 Closed
CCG
770
Cypress Capital Group
Florida
-$575K -6,852 Closed
MYLI
771
Meiji Yasuda Life Insurance
Japan
-$549K -6,540 Closed
JE
772
JMAC Enterprises
Pennsylvania
-$504K -6,000 Closed
QIM
773
Quantitative Investment Management
Virginia
-$455K -5,428 Closed
CWMU
774
Caliber Wealth Management (Utah)
Utah
-$446K -5,312 Closed
GCM
775
Graham Capital Management
Connecticut
-$444K -5,286 Closed

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.