We are live on ! Find out more
PFG icon

Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
GWSA
726
Global Wealth Strategies & Associates
Colorado
$1.49K
WPA
727
West Paces Advisors
Georgia
$1.41K
TAM
728
Tucker Asset Management
Colorado
$1.34K
CBT
729
Central Bank & Trust
Kentucky
$1.19K +$1.36K +16 New
CAL
730
Capital Advisors Ltd
Ohio
$1K -$103K -1,216 -99%
PCM
731
Penserra Capital Management
California
$1K
TFA
732
Transamerica Financial Advisors
Florida
$1K
BAM
733
Baldrige Asset Management
Pennsylvania
$1K +$1.36K +16 New
MWA
734
Miller Wealth Advisors
Colorado
$1K +$51.6K +608 +154%
LFG
735
Larson Financial Group
Missouri
$900
NSIM
736
North Star Investment Management
Illinois
$892
2L
737
25 LLC
Missouri
$500 +$594 +7 New
TWP
738
TFO Wealth Partners
Ohio
$446 +$339 +4 +200%
MHR
739
Matthew Hamilton Rosenberg
$372
WWM
740
Wolff Wiese Magana
California
$372 +$424 +5 New
ECM
741
Everence Capital Management
Indiana
$337
JWM
742
Janiczek Wealth Management
Colorado
$304 -$6.62K -78 -95%
Canada Pension Plan Investment Board
743
Canada Pension Plan Investment Board
Ontario, Canada
$74
FGAM
744
Financial Gravity Asset Management
Texas
$4 -$848 -10 -12%
TC
745
TwinBeech Capital
New York
-$19.8M -235,930 Closed
BA
746
Bridgewater Associates
Connecticut
-$4.91M -58,518 Closed
DTL
747
Dynamic Technology Lab
Singapore
-$4.8M -57,146 Closed
CIBC World Market
748
CIBC World Market
Ontario, Canada
-$4.04M -48,102 Closed
OQS
749
Occudo Quantitative Strategies
Florida
-$3.53M -42,101 Closed
TI
750
Trexquant Investment
Connecticut
-$3.45M -41,137 Closed

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.