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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
RFG
726
RFP Financial Group
Georgia
$10.6K +$10.8K +126 New
CAS
727
Coppell Advisory Solutions
Texas
$10.2K +$10.5K +122 New
CASC
728
Coppell Advisory Solutions Corp
Texas
$10.2K +$10.5K +122 New
PPC
729
Park Place Capital
Alabama
$10K +$10.7K +125 New
MFG
730
Mendota Financial Group
Wisconsin
$9.9K +$10.1K +118 New
EARNEST Partners
731
EARNEST Partners
Georgia
$9.73K – – –
SC
732
SouthState Corp
Florida
$9.57K – – –
MFT
733
Moisand Fitzgerald Tamayo
Florida
$9.23K -$5.75K -67 -38%
TFP
734
Tilia Fiduciary Partners
North Carolina
$9.06K – – –
AA
735
Ancora Advisors
Ohio
$9K +$600 +7 +8%
CPG
736
Cornerstone Planning Group
New Jersey
$8.69K +$8.58K +100 New
FGAM
737
Financial Gravity Asset Management
Texas
$8.59K -$97.8K -1,140 -93%
FFA
738
Farther Finance Advisors
California
$8.56K +$8.75K +102 New
BCA
739
Bray Capital Advisors
Florida
$8.48K – – –
BWA
740
BDO Wealth Advisors
Florida
$8.39K – – –
CFFP
741
Center for Financial Planning
Michigan
$8.39K – – –
CA
742
Clearstead Advisors
Ohio
$8.39K – – –
ARS
743
Adirondack Retirement Specialists
New York
$8.39K +$8.58K +100 New
CA
744
Crewe Advisors
Utah
$7.64K -$15.4K -179 -66%
CHA
745
Carmichael Hill & Associates
Maryland
$7.3K – – –
JWM
746
Janiczek Wealth Management
Colorado
$7.25K – – –
POIA
747
Pin Oak Investment Advisors
Texas
$7K – – –
ME
748
McIlrath & Eck
Washington
$5.96K – – –
GC
749
Globeflex Capital
California
$5.29K – – –
PPWM
750
PFG Private Wealth Management
Florida
$5K – – –
28 29
30
31 32

PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.