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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
State Board of Administration of Florida Retirement System
51
State Board of Administration of Florida Retirement System
Florida
$24.9M -$437K -5,090 -2%
AQR Capital Management
52
AQR Capital Management
Connecticut
$24.8M +$11.6M +135,670 +85%
SAM
53
Storebrand Asset Management
Norway
$24.7M +$5.44M +63,440 +27%
Canada Life
54
Canada Life
Manitoba, Canada
$24.4M +$1.34M +15,674 +6%
New York State Common Retirement Fund
55
New York State Common Retirement Fund
New York
$23.3M +$6.95K +81 +0%
Qube Research & Technologies (QRT)
56
Qube Research & Technologies (QRT)
United Kingdom
$22.9M +$23.4M +272,774 New
BNP Paribas Financial Markets
57
BNP Paribas Financial Markets
France
$22.7M +$5.45M +63,475 +31%
Principal Financial Group
58
Principal Financial Group
Iowa
$22.7M +$641K +7,472 +3%
Wells Fargo
59
Wells Fargo
California
$20.4M -$234K -2,724 -1%
O
60
Ossiam
France
$20.2M +$5.49M +64,029 +36%
LSV Asset Management
61
LSV Asset Management
Illinois
$20.1M -$5.52M -64,329 -21%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$20M -$478K -5,567 -2%
KBC Group
63
KBC Group
Belgium
$19.9M -$8.26M -96,316 -29%
TC
64
TwinBeech Capital
New York
$19.8M +$20.2M +235,930 New
BNP Paribas Asset Management
65
BNP Paribas Asset Management
France
$19.8M +$5.05M +58,839 +33%
Ensign Peak Advisors
66
Ensign Peak Advisors
Utah
$19.1M +$5.52M +64,338 +39%
AWM
67
AE Wealth Management
Kansas
$18.7M +$6.06M +70,659 +46%
UB
68
UMB Bank
Missouri
$17.6M +$17.3M +201,182 +2,281%
Swedbank
69
Swedbank
Sweden
$17.6M +$2.34M +27,241 +15%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
70
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$17.4M +$17.8M +207,000 New
IIM
71
INTECH Investment Management
Florida
$17.2M +$9.66M +112,574 +121%
Prudential Financial
72
Prudential Financial
New Jersey
$16.8M -$78.8K -918 -0.5%
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
$14.7M +$1.52M +17,760 +12%
Mitsubishi UFJ Asset Management
74
Mitsubishi UFJ Asset Management
Japan
$14.6M +$1.44M +16,803 +11%
Mitsubishi UFJ Trust & Banking
75
Mitsubishi UFJ Trust & Banking
Japan
$14.6M +$1.49M +17,327 +11%
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PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.