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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
51
UBS Group
Switzerland
$26.2M +$8.37M +152,999 +47%
RhumbLine Advisers
52
RhumbLine Advisers
Massachusetts
$26M +$824K +15,047 +3%
California State Teachers Retirement System (CalSTRS)
53
California State Teachers Retirement System (CalSTRS)
California
$25M -$864K -15,783 -3%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$24.5M -$4.96M -90,570 -17%
Axa
55
Axa
France
$24.4M -$10.5M -191,400 -30%
Victory Capital Management
56
Victory Capital Management
Texas
$24.2M +$1.5M +27,357 +7%
National Pension Service
57
National Pension Service
South Korea
$23.8M +$1.34M +24,493 +6%
New York State Teachers Retirement System (NYSTRS)
58
New York State Teachers Retirement System (NYSTRS)
New York
$22.3M -$584K -10,664 -3%
HSBC Holdings
59
HSBC Holdings
United Kingdom
$21.8M +$3.29M +60,183 +18%
PCM
60
Prana Capital Management
Connecticut
$20.9M +$20.8M +380,679 New
ACM
61
Argent Capital Management
Missouri
$20.6M +$126K +2,305 +0.6%
NSAM
62
North Star Asset Management
Wisconsin
$19.8M +$399K +7,283 +2%
Mackenzie Financial
63
Mackenzie Financial
Ontario, Canada
$19.4M -$1.66M -30,356 -8%
State Board of Administration of Florida Retirement System
64
State Board of Administration of Florida Retirement System
Florida
$19M -$194K -3,550 -1%
A
65
AustralianSuper
Australia
$18.5M -$5.06M -92,384 -22%
Two Sigma Advisers
66
Two Sigma Advisers
New York
$18.1M -$17.4M -318,694 -49%
SLAM
67
Swiss Life Asset Management
$18M -$11.3M -206,202 -39%
Nordea Investment Management
68
Nordea Investment Management
Sweden
$17.5M -$553K -10,102 -3%
Wells Fargo
69
Wells Fargo
California
$17.4M +$2.34M +42,775 +16%
Mitsubishi UFJ Trust & Banking
70
Mitsubishi UFJ Trust & Banking
Japan
$15.7M -$345K -6,295 -2%
Zurich Cantonal Bank
71
Zurich Cantonal Bank
Switzerland
$15.1M +$262K +4,792 +2%
Citigroup
72
Citigroup
New York
$14.2M -$5.74M -104,820 -29%
MSV
73
MN Services Vermogensbeheer
Netherlands
$13.8M +$471K +8,600 +4%
AG
74
Aperio Group
California
$13.8M -$361K -6,590 -3%
BGIM
75
Brandywine Global Investment Management
Pennsylvania
$13.8M +$1.08M +19,819 +9%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.