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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$28.8M +$50.9K +914 +0.2%
New York State Teachers Retirement System (NYSTRS)
52
New York State Teachers Retirement System (NYSTRS)
New York
$28.4M -$502K -9,001 -2%
ORIO
53
Old Republic International (ORI)
Illinois
$28.3M
TCIM
54
TIAA CREF Investment Management
New York
$28.1M -$7.12M -127,769 -21%
Asset Management One
55
Asset Management One
Japan
$27.8M +$1.53M +27,390 +6%
Janus Henderson Group
56
Janus Henderson Group
United Kingdom
$26.4M -$31.7M -568,619 -56%
T. Rowe Price Associates
57
T. Rowe Price Associates
Maryland
$25.3M -$2.09M -37,420 -8%
Barclays
58
Barclays
United Kingdom
$23.6M +$5.53M +99,264 +33%
ACM
59
Argent Capital Management
Missouri
$21.6M -$1.8M -32,210 -8%
State Board of Administration of Florida Retirement System
60
State Board of Administration of Florida Retirement System
Florida
$21.1M +$6.69K +120 +0%
WI
61
WBI Investments
New Jersey
$20.7M +$19.7M +353,132 New
Wells Fargo
62
Wells Fargo
California
$19.5M -$9.26M -166,181 -33%
NSAM
63
North Star Asset Management
Wisconsin
$19.4M +$836K +14,991 +5%
HSBC Holdings
64
HSBC Holdings
United Kingdom
$19.4M +$184K +3,296 +1%
National Pension Service
65
National Pension Service
South Korea
$19.2M +$14.1K +253 +0.1%
TD Asset Management
66
TD Asset Management
Ontario, Canada
$18.6M +$408K +7,318 +2%
Canada Pension Plan Investment Board
67
Canada Pension Plan Investment Board
Ontario, Canada
$17.6M -$4.13M -74,100 -20%
BNP Paribas Financial Markets
68
BNP Paribas Financial Markets
France
$17.4M +$4.22M +75,648 +34%
Robeco Institutional Asset Management
69
Robeco Institutional Asset Management
Netherlands
$17.3M +$6.16M +110,517 +60%
DA
70
Denali Advisors
California
$16.2M -$2.61M -46,800 -14%
Manulife (Manufacturers Life Insurance)
71
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15.9M +$1.15M +20,557 +8%
GC
72
Guggenheim Capital
Illinois
$15.7M +$3.35M +60,081 +29%
UBS Group
73
UBS Group
Switzerland
$15.2M +$214K +3,845 +2%
Mitsubishi UFJ Trust & Banking
74
Mitsubishi UFJ Trust & Banking
Japan
$14.6M -$20.7M -371,558 -60%
Victory Capital Management
75
Victory Capital Management
Texas
$14.1M +$2.14M +38,352 +19%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.