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Principal Financial Group

431 hedge funds and large institutions have $10.3B invested in Principal Financial Group in 2014 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 150 increasing their positions, 147 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 31

12% more call options, than puts

Call options by funds: $7.28M | Put options by funds: $6.52M

3% more funds holding

Funds holding: 418431 (+13)

2% more repeat investments, than reductions

Existing positions increased: 150 | Existing positions reduced: 147

0.31% more ownership

Funds ownership: 67.51%67.82% (+0.31%)

1% less capital invested

Capital invested by funds: $10.4B → $10.3B (-$71.5M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
431
Holders Change
+13
Holders Change %
+3.11%
% of All Funds
11.49%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
52
Increased
150
Reduced
147
Closed
31
Calls
$7.28M
Puts
$6.52M
Net Calls
+$758K
Net Calls Change
+$2.59M
Name Holding Trade Value Shares
Change
Change in
Stake
Adage Capital Partners
51
Adage Capital Partners
Massachusetts
$23.5M -$32.7M -630,335 -58%
T. Rowe Price Associates
52
T. Rowe Price Associates
Maryland
$23.2M -$41.5K -800 -0.2%
Invesco
53
Invesco
Georgia
$23.1M +$2.11M +40,670 +10%
ACM
54
Argent Capital Management
Missouri
$22.4M +$2.77M +53,416 +14%
GIA
55
Gateway Investment Advisers
Ohio
$21.7M +$5.78M +111,572 +37%
State Board of Administration of Florida Retirement System
56
State Board of Administration of Florida Retirement System
Florida
$21.3M -$648K -12,503 -3%
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$21.1M -$2.67M -51,553 -11%
MTB
58
Mizuho Trust & Banking
Japan
$20.7M +$444K +8,573 +2%
Royal Bank of Canada
59
Royal Bank of Canada
Ontario, Canada
$20M +$2.65M +51,056 +15%
Axa
60
Axa
France
$19.2M -$24.3M -468,800 -56%
LSV Asset Management
61
LSV Asset Management
Illinois
$19M -$1.89M -36,400 -9%
Allianz Asset Management
62
Allianz Asset Management
Germany
$18.8M +$872K +16,815 +5%
Two Sigma Investments
63
Two Sigma Investments
New York
$18.7M -$4.87M -93,923 -21%
RhumbLine Advisers
64
RhumbLine Advisers
Massachusetts
$18.4M -$190K -3,662 -1%
BJ
65
BlackRock Japan
Japan
$17.9M +$1.41M +27,232 +9%
NFA
66
Nationwide Fund Advisors
Ohio
$17.9M +$698K +13,473 +4%
Wells Fargo
67
Wells Fargo
California
$17.4M +$3.59M +69,283 +26%
APG Asset Management
68
APG Asset Management
Netherlands
$16.4M -$1.08M -20,907 -6%
NSAM
69
North Star Asset Management
Wisconsin
$16M +$116K +2,236 +0.7%
ACI
70
AMP Capital Investors
Australia
$15.9M +$871K +16,800 +6%
DCM
71
Decatur Capital Management
Georgia
$15.4M +$662K +12,770 +5%
First Trust Advisors
72
First Trust Advisors
Illinois
$15M +$4.59M +88,588 +44%
JHIU
73
Janus Henderson Investors US
Colorado
$14.6M +$4.59M +88,605 +46%
UBS Group
74
UBS Group
Switzerland
$14.5M +$14.4M +278,732 New
Jacobs Levy Equity Management
75
Jacobs Levy Equity Management
New Jersey
$14.3M -$3.5M -67,460 -20%

PFG Hedge Fund Activity: Q4 2014 in Review

431 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2014, worth a combined $10.3B — down 0.69% from $10.4B a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new PFG positions and 31 closed out — a net gain of 21 holders — while 150 added to existing stakes and 147 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $77.3M. The largest seller was Capital Research Global Investors, cutting an estimated $107M.

  • 431 institutional investors held Principal Financial Group (PFG) as of Q4 2014, up from 418 in Q3 2014.
  • Funds reported $10.3B of Principal Financial Group stock for Q4 2014, down 0.69% quarter-over-quarter.
  • 52 funds opened new Principal Financial Group positions in Q4 2014 and 31 closed out, a net change of +21 holders.
  • The largest Principal Financial Group buyer in Q4 2014 was Wellington Management Group, an estimated $77.3M added.
  • The largest Principal Financial Group seller in Q4 2014 was Capital Research Global Investors, an estimated $107M sold.

Based on aggregated 13F filings for Q4 2014.