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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
CFFP
701
Center for Financial Planning
Michigan
$7.43K
CA
702
Clearstead Advisors
Ohio
$7.43K
EBA
703
Eagle Bay Advisors
New York
$7.13K -$4.33K -51 -35%
RI
704
Ridgewood Investments
New Jersey
$7.13K +$8.14K +96 New
AA
705
Ancora Advisors
Ohio
$6.69K -$594 -7 -7%
CHA
706
Carmichael Hill & Associates
Maryland
$6.47K
Commonwealth Equity Services
707
Commonwealth Equity Services
Massachusetts
$6.46K +$235K +2,764 +3%
POIA
708
Pin Oak Investment Advisors
Texas
$6K
ME
709
McIlrath & Eck
Washington
$5.28K
GC
710
Globeflex Capital
California
$4.68K
FCA
711
Fortis Capital Advisors
Kansas
$4.46K +$2.54K +30 +100%
AWM
712
Abound Wealth Management
Tennessee
$3.05K
HGERS
713
Householder Group Estate & Retirement Specialist
Arizona
$3K
Loomis, Sayles & Company
714
Loomis, Sayles & Company
Massachusetts
$3K +$3.56K +42 New
HS
715
Horan Securities
United States
$2.97K
GWMI
716
Guardian Wealth Management (Illinois)
Illinois
$2.97K +$3.39K +40 New
VCM
717
Versant Capital Management
Arizona
$2.75K
SWA
718
SOA Wealth Advisors
New York
$2.6K
DI
719
Disciplined Investments
Oklahoma
$2.6K -$509 -6 -15%
PSB
720
Piscataqua Savings Bank
New Hampshire
$2.6K
PWMG
721
Prestige Wealth Management Group
New Jersey
$2.53K +$2.29K +27 +386%
TFM
722
TFC Financial Management
Massachusetts
$2.4K
CWC
723
Carolinas Wealth Consulting
North Carolina
$2.15K
SIA
724
SkyView Investment Advisors
New Jersey
$2K +$2.21K +26 New
SIC
725
SJS Investment Consulting
Ohio
$1.78K -$1.44K -17 -41%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.