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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
CFD
676
Creative Financial Designs
Indiana
$12.3K
PPC
677
Park Place Capital
Alabama
$12.3K +$3.39K +40 +32%
PCM
678
Peregrine Capital Management
Minnesota
$11.9K
LC
679
Lindbrook Capital
California
$11.8K -$6.62K -78 -33%
BCMLT
680
Beacon Capital Management LLC (Tennessee)
Tennessee
$11.8K
GIA
681
GHP Investment Advisors
Colorado
$11.7K -$3.9K -46 -23%
RDFA
682
Ritter Daniher Financial Advisory
Ohio
$10.7K
FFA
683
Farther Finance Advisors
California
$10.1K +$2.88K +34 +33%
ZB
684
Zions Bancorporation
Utah
$10K -$1.44K -17 -11%
CT
685
Colonial Trust
South Carolina
$9.86K
BAAM
686
Baker Avenue Asset Management
California
$9.74K
WIM
687
WealthPlan Investment Management
Nebraska
$9.36K -$195K -2,301 -95%
IRC
688
Investors Research Corp
Georgia
$9.36K
RFG
689
RFP Financial Group
Georgia
$9.36K
Jones Financial Companies
690
Jones Financial Companies
Missouri
$9.29K +$10.6K +125 New
HC
691
Hoese & Co
Minnesota
$8.96K -$10.5K -124 -55%
MFG
692
Mendota Financial Group
Wisconsin
$8.66K
EARNEST Partners
693
EARNEST Partners
Georgia
$8.62K
PCM
694
Pointe Capital Management
Michigan
$8.55K +$9.76K +115 New
SC
695
SouthState Corp
Florida
$8.47K
MFT
696
Moisand Fitzgerald Tamayo
Florida
$8.18K
TFP
697
Tilia Fiduciary Partners
North Carolina
$8.03K
KHC
698
Koesten Hirschmann & Crabtree
Kansas
$7.66K -$101K -1,193 -92%
BCA
699
Bray Capital Advisors
Florida
$7.51K
BWA
700
BDO Wealth Advisors
Florida
$7.43K

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.