We are live on ! Find out more
PFG icon

Principal Financial Group

730 hedge funds and large institutions have $13.2B invested in Principal Financial Group in 2023 Q2 according to their latest regulatory filings, with 58 funds opening new positions, 225 increasing their positions, 296 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $16.4M | Put options by funds: $10.6M

2% less capital invested

Capital invested by funds: $13.5B → $13.2B (-$252M)

2% less funds holding

Funds holding: 743730 (-13)

4.16% less ownership

Funds ownership: 75.91%71.74% (-4.2%)

12% less first-time investments, than exits

New positions opened: 58 | Existing positions closed: 66

24% less repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 296

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
730
Holders Change
-13
Holders Change %
-1.75%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
58
Increased
225
Reduced
296
Closed
66
Calls
$16.4M
Puts
$10.6M
Net Calls
+$5.84M
Net Calls Change
-$2.19M
Name Holding Trade Value Shares
Change
Change in
Stake
DJSG
651
D.J. St. Germain
Massachusetts
$18.1K +$17.2K +239 New
FP
652
Financial Perspectives
Minnesota
$18.1K
Lazard Asset Management
653
Lazard Asset Management
New York
$18K -$793 -11 -4%
CT
654
Caldwell Trust
Florida
$17.8K -$7.21K -100 -30%
CSWM
655
Cassady Schiller Wealth Management
Ohio
$17.1K
LFA
656
Level Financial Advisors
New York
$16.7K -$46.6K -647 -75%
KFI
657
Key Financial Inc
Pennsylvania
$16.6K
PTC
658
Private Trust Company
Ohio
$16.5K -$57.7K -800 -79%
SA
659
SRH Advisors
Kansas
$15.7K
BC
660
Belmont Capital
California
$15K
FMP
661
Financial Management Professionals
Texas
$15K
CBT
662
CoreFirst Bank & Trust
Kansas
$14.9K
ST
663
Smithfield Trust
Pennsylvania
$14K
BWA
664
BDO Wealth Advisors
Florida
$12.9K +$5.05K +70 +70%
Fuller & Thaler Asset Management
665
Fuller & Thaler Asset Management
California
$12.7K
CFD
666
Creative Financial Designs
Indiana
$12.6K
ZB
667
Zions Bancorporation
Utah
$12.6K +$2.23K +31 +23%
GIA
668
GHP Investment Advisors
Colorado
$12.3K
PCM
669
Peregrine Capital Management
Minnesota
$12.1K
BCMLT
670
Beacon Capital Management LLC (Tennessee)
Tennessee
$12.1K
LC
671
Lindbrook Capital
California
$12.1K
First Manhattan
672
First Manhattan
New York
$12K -$7.06K -98 -38%
MCI
673
MRP Capital Investments
Georgia
$11.4K +$10.8K +150 New
SWM
674
Spire Wealth Management
Virginia
$11.2K -$4.61K -64 -30%
RDFA
675
Ritter Daniher Financial Advisory
Ohio
$10.9K

PFG Hedge Fund Activity: Q2 2023 in Review

730 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2023, worth a combined $13.2B — down 1.9% from $13.5B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 58 opened new positions — a net loss of 8 holders — while 296 trimmed existing stakes and 225 added.

The largest buyer was Wellington Management Group, adding an estimated $62.8M. The largest seller was Envestnet Asset Management, cutting an estimated $266M.

  • 730 institutional investors held Principal Financial Group (PFG) as of Q2 2023, down from 743 in Q1 2023.
  • Funds reported $13.2B of Principal Financial Group stock for Q2 2023, down 1.9% quarter-over-quarter.
  • 58 funds opened new Principal Financial Group positions in Q2 2023 and 66 closed out, a net change of -8 holders.
  • The largest Principal Financial Group buyer in Q2 2023 was Wellington Management Group, an estimated $62.8M added.
  • The largest Principal Financial Group seller in Q2 2023 was Envestnet Asset Management, an estimated $266M sold.

Based on aggregated 13F filings for Q2 2023.