We are live on ! Find out more
PFG icon

Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
BWL
651
Bogart Wealth LLC
Virginia
$22.3K
OSNBOA
652
Old Second National Bank of Aurora
Illinois
$22.3K
GBT
653
Grove Bank & Trust
Florida
$22.1K +$3.99K +47 +19%
TSW
654
Thompson Siegel & Walmsley
Virginia
$22K
CSPIA
655
Cary Street Partners Investment Advisory
Virginia
$22K -$54.5K -642 -68%
HF
656
Halpern Financial
Virginia
$22K
BBHC
657
Brown Brothers Harriman & Co
New York
$21.6K +$5.26K +62 +27%
PK
658
Pflug Koory
Nebraska
$21.2K
TWM
659
Tradition Wealth Management
Minnesota
$21K -$2.12K -25 -8%
HRC
660
Hoertkorn Richard Charles
$20.2K
KTC
661
Kistler-Tiffany Companies
Pennsylvania
$20.1K
IFAM
662
Institutional & Family Asset Management
Colorado
$19.2K
First Manhattan
663
First Manhattan
New York
$19K
Lazard Asset Management
664
Lazard Asset Management
New York
$18K -$255 -3 -1%
FP
665
Financial Perspectives
Minnesota
$17.7K
CSWM
666
Cassady Schiller Wealth Management
Ohio
$16.7K
KFI
667
Key Financial Inc
Pennsylvania
$16.3K
SA
668
SRH Advisors
Kansas
$16K
SWM
669
Spire Wealth Management
Virginia
$15.8K +$4.92K +58 +38%
FMP
670
Financial Management Professionals
Texas
$15K
BC
671
Belmont Capital
California
$14.7K +$16.8K +198 New
CBT
672
CoreFirst Bank & Trust
Kansas
$14.6K
SIS
673
Strategic Investment Solutions
Illinois
$14K +$16K +189 New
ST
674
Smithfield Trust
Pennsylvania
$14K
Fuller & Thaler Asset Management
675
Fuller & Thaler Asset Management
California
$12.5K

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.