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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
ADL
626
Asset Dedication LLC
California
$33K +$9.59K +113 +33%
SSG
627
Summit Securities Group
New York
$33K +$18.7K +220 +96%
VWM
628
Venturi Wealth Management
Texas
$32.4K +$37K +436 New
BWAM
629
Boyd Watterson Asset Management
Ohio
$30.8K
WWP
630
WR Wealth Planners
Missouri
$30.5K +$339 +4 +1%
BIA
631
Bell Investment Advisors
California
$30.4K -$1.1K -13 -3%
SFG
632
Steward Financial Group
Texas
$30K +$4.5K +53 +15%
IGWM
633
ICA Group Wealth Management
Colorado
$29.7K +$17K +200 +100%
RTC
634
Riverview Trust Company
Washington
$29.4K
MA
635
MCF Advisors
Kentucky
$29.3K
WAM
636
WFA Asset Management
Wisconsin
$28.7K
GWSG
637
GPS Wealth Strategies Group
Colorado
$28.4K +$32.4K +382 New
AFS
638
Annapolis Financial Services
Maryland
$28.2K
DWMG
639
DB Wealth Management Group
California
$28K
WAS
640
Winch Advisory Services
Wisconsin
$28K +$255 +3 +0.8%
TFA
641
Toth Financial Advisory
Virginia
$27.6K +$1.78K +21 +6%
SWM
642
Sugarloaf Wealth Management
Georgia
$27.1K
SC
643
Schubert & Co
Texas
$26.1K -$2.21K -26 -7%
CT
644
Caldwell Trust
Florida
$24.9K
MPWT
645
MassMutual Private Wealth & Trust
Connecticut
$24K +$6.7K +79 +32%
MAWCM
646
Mine & Arao Wealth Creation & Management
California
$23.9K
PCA
647
Providence Capital Advisors
North Carolina
$23.8K
HWM
648
HighMark Wealth Management
Minnesota
$23K
VNA
649
Valley National Advisers
Pennsylvania
$23K +$255 +3 +1%
AP
650
Atwood & Palmer
Missouri
$22.4K

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.