We are live on ! Find out more
PFG icon

Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
FM
626
Foster & Motley
Ohio
-$231K -3,941 Closed
SFS
627
Sowell Financial Services
Arkansas
-$221K -3,774 Closed
WG
628
Winton Group
United Kingdom
-$220K -3,758 Closed
BHWM
629
Bar Harbor Wealth Management
New Hampshire
-$217K -3,705 Closed
WB
630
WesBanco Bank
West Virginia
-$217K -3,703 Closed
Cetera Investment Advisers
631
Cetera Investment Advisers
Illinois
-$212K -3,636 Closed
Axa
632
Axa
France
-$212K -3,618 Closed
LC
633
Lourd Capital
California
-$211K -3,595 Closed
PWMAG
634
Pinnacle Wealth Management Advisory Group
New Jersey
-$208K -3,555 Closed
APP
635
Avantax Planning Partners
Iowa
-$152K -2,594 Closed
OSAM
636
O'Shaughnessy Asset Management
Connecticut
-$121K -2,068 Closed
KJWM
637
Kiley Juergens Wealth Management
Washington
-$94K -1,617 Closed
NIT
638
NumerixS Investment Technologies
British Columbia, Canada
-$87K -1,481 Closed
SWP
639
Stratos Wealth Partners
Ohio
-$81K -1,389 Closed
ABA
640
American Beacon Advisors
Texas
-$77K -1,316 Closed
ML
641
McAdam LLC
Pennsylvania
-$53K -908 Closed
MYIA
642
Mount Yale Investment Advisors
Colorado
-$42K -858 Closed
TPWA
643
TRUE Private Wealth Advisors
Oregon
-$49.1K -838 Closed
MWPCG
644
Measured Wealth Private Client Group
New Hampshire
-$45K -783 Closed
Simplex Trading
645
Simplex Trading
Illinois
-$29.5K -600 Closed
CHP
646
Cable Hill Partners
Oregon
-$18K -300 Closed
MWM
647
MinichMacGregor Wealth Management
New York
-$17K -300 Closed
WSTAM
648
Wilbanks Smith & Thomas Asset Management
Virginia
-$12K -200 Closed
WCAMG
649
Woodard & Company Asset Management Group
North Carolina
-$12K -200 Closed
Twin Tree Management
650
Twin Tree Management
Texas
-$11K -195 Closed

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.