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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
RDIA
601
RE Dickinson Investment Advisors
Iowa
$49K +$30.6K +361 +55%
CYG
602
Clean Yield Group
Vermont
$49K
FCT
603
First Community Trust
Iowa
$47.1K
FCB
604
First Command Bank
Texas
$46.7K
FCFS
605
First Command Financial Services
Texas
$46.7K
EWA
606
EverSource Wealth Advisors
Alabama
$46.7K +$4.58K +54 +9%
C
607
Covestor
United Kingdom
$45K +$3.05K +36 +6%
HCP
608
Hexagon Capital Partners
Arkansas
$44.9K -$10.9K -128 -17%
AIP
609
Ahrens Investment Partners
Louisiana
$44.6K +$50.9K +600 New
HBW
610
Hazlett, Burt & Watson
West Virginia
$43K
SIA
611
Sit Investment Associates
Minnesota
$43K
PO
612
Private Ocean
California
$41.2K
SV
613
Stilwell Value
New York
$40.7K
ASBI
614
American State Bank (Iowa)
Iowa
$38.4K -$2.8K -33 -6%
AIM
615
Anchor Investment Management
South Carolina
$38.2K
SWA
616
Sutton Wealth Advisors
Florida
$38.1K -$4.5K -53 -9%
TC
617
Truvestments Capital
Florida
$37.2K
AAP
618
Arax Advisory Partners
Colorado
$36.9K
GFPC
619
Global Financial Private Client
Florida
$36.8K
GWS
620
Glassman Wealth Services
Virginia
$35.8K +$1.44K +17 +4%
LF
621
Lee Financial
Texas
$35.7K -$3.65K -43 -8%
PI
622
PEAK6 Investments
Illinois
$35.7K +$40.7K +480 New
AWM
623
Avior Wealth Management
Nebraska
$34.9K +$17.5K +206 +78%
AT
624
Avalon Trust
New Mexico
$34.6K +$39.5K +465 New
PAG
625
Paladin Advisory Group
Iowa
$33.4K +$38.1K +449 New

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.