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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
PCMC
601
Paragon Capital Management (Colorado)
Colorado
-$217K -5,228 Closed
V
602
Veritable
Delaware
-$215K -5,178 Closed
CBT
603
Capital Bank & Trust
California
-$203K -4,876 Closed
SCA
604
Stonebridge Capital Advisors
Minnesota
-$189K -4,555 Closed
TFA
605
Transamerica Financial Advisors
Florida
-$190K -4,551 Closed
CFG
606
Citizens Financial Group
Rhode Island
-$173K -4,171 Closed
Parallax Volatility Advisers
607
Parallax Volatility Advisers
California
-$94.1K -2,208 Closed
RIM
608
Rampart Investment Management
Connecticut
-$81K -1,949 Closed
MIFH
609
Migdal Insurance & Financial Holdings
Israel
-$80K -1,932 Closed
OPS
610
Orion Portfolio Solutions
Nebraska
-$79K -1,900 Closed
PCG
611
Private Capital Group
Connecticut
-$37.7K -885 -99%
RAM
612
Riggs Asset Management
Pennsylvania
-$28K -693 Closed
OCM
613
Ovata Capital Management
Hong Kong
-$20K -480 Closed
BL
614
Balentine LLC
Georgia
-$17K -400 Closed
KPW
615
Kore Private Wealth
New York
-$13K -319 Closed
TC
616
Truvestments Capital
Florida
-$9K -235 Closed
BFIM
617
Beese Fulmer Investment Management
Ohio
-$8K -200 Closed
FDCDDQ
618
Federation des caisses Desjardins du Quebec
Quebec, Canada
-$8.31K -200 Closed
FPB
619
First PREMIER Bank
South Dakota
-$5K -125 Closed
PIMG
620
Patriot Investment Management Group
Tennessee
-$4.24K -102 Closed
SC
621
Steph & Co
Wisconsin
-$4K -100 Closed
Bank Julius Baer & Co
622
Bank Julius Baer & Co
Switzerland
-$1K -27 Closed
RMC
623
Resources Management Corp
Connecticut
-$1K -25 Closed

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.