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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
NIMI
601
Natixis Investment Managers International
France
-$560K -9,563 Closed
LP
602
LMR Partners
United Kingdom
-$550K -9,390 Closed
AGA
603
Accuvest Global Advisors
Utah
-$531K -9,066 Closed
FA
604
FDx Advisors
Illinois
-$510K -8,712 Closed
RWA
605
Redhawk Wealth Advisors
Minnesota
-$510K -8,705 Closed
GIA
606
Gargoyle Investment Advisor
New Jersey
-$480K -8,200 Closed
WRF
607
Waddell & Reed Financial
Kansas
-$454K -7,755 Closed
CA
608
Commerzbank Aktiengesellschaft
Germany
-$453K -7,732 Closed
MSE
609
MUFG Securities EMEA
United Kingdom
-$421K -7,179 Closed
IAA
610
Independent Advisor Alliance
North Carolina
-$300K -7,156 Closed
CC
611
ClearArc Capital
Ohio
-$401K -6,841 Closed
AAMU
612
AEGON Asset Management (UK)
United Kingdom
-$373K -6,365 Closed
PA
613
Profund Advisors
Maryland
-$359K -6,127 Closed
Squarepoint
614
Squarepoint
New York
-$320K -5,455 Closed
DIM
615
DC Investments Management
Virginia
-$316K -5,394 Closed
Harris Associates
616
Harris Associates
Illinois
-$313K -5,350 Closed
QSS
617
Quantitative Systematic Strategies
Florida
-$308K -5,251 Closed
GAMA
618
Graticule Asia Macro Advisors
New York
-$293K -5,000 Closed
Qube Research & Technologies (QRT)
619
Qube Research & Technologies (QRT)
United Kingdom
-$277K -4,735 Closed
IRF
620
IBM Retirement Fund
New York
-$270K -4,603 Closed
LCP
621
Legacy Capital Partners
Wisconsin
-$259K -4,419 Closed
SGA
622
Strategic Global Advisors
California
-$256K -4,377 Closed
AWA
623
Arete Wealth Advisors
Illinois
-$249K -4,248 Closed
CA
624
Calton & Associates
Florida
-$248K -4,229 Closed
CNBT
625
Canandaigua National Bank & Trust
New York
-$235K -4,009 Closed

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.