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Principal Financial Group
PFG

619 hedge funds and large institutions have $9.67B invested in Principal Financial Group in 2020 Q4 according to their latest regulatory filings, with 110 funds opening new positions, 182 increasing their positions, 214 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 53

31% more call options, than puts

Call options by funds: $16.2M | Put options by funds: $12.3M

24% more capital invested

Capital invested by funds: $7.81B → $9.67B (+$1.87B)

9% more funds holding

Funds holding: 568 → 619 (+51)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.95% less ownership

Funds ownership: 70.62% → 69.67% (-0.95%)

15% less repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 214

Holders
619
Holders Change
+51
Holders Change %
+8.98%
% of All Funds
10.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
110
Increased
182
Reduced
214
Closed
53
Calls
$16.2M
Puts
$12.3M
Net Calls
+$3.86M
Net Calls Change
-$1.45M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$173M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$116M
3
Nomura Holdings
Nomura Holdings
Japan
+$29.4M
4
Retirement Systems of Alabama
Retirement Systems of Alabama
Alabama
+$26.3M
5
CSS
Cubist Systematic Strategies
Connecticut
+$18.3M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$113M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$82.2M
3
AL
AJO LP
Pennsylvania
-$44.6M
4
PP
Prudential plc
United Kingdom
-$33.4M
5
BlackRock
BlackRock
New York
-$30M
Name Holding Trade Value Shares
Change 		Change in
Stake
LWP
576
Laurel Wealth Planning
Minnesota
$9K +$8.38K +183 New
MAM
577
Marquette Asset Management
Minnesota
$8K – – –
PO
578
Private Ocean
California
$8K – – –
ZB
579
Zions Bancorporation
Utah
$8K +$366 +8 +6%
FPS
580
Fieldpoint Private Securities
Connecticut
$8K +$7.1K +155 New
FPW
581
Flagship Private Wealth
Massachusetts
$7.17K +$6.41K +140 New
DAM
582
Delta Asset Management
Tennessee
$7K – – –
LAS
583
Lloyd Advisory Services
Georgia
$7K – – –
SLF
584
Sun Life Financial
Ontario, Canada
$7K – – –
WT
585
Whittier Trust
California
$7K – – –
HI
586
Hudock Inc
Pennsylvania
$7K +$92 +2 +1%
EARNEST Partners
587
EARNEST Partners
Georgia
$6K – – –
FMP
588
Financial Management Professionals
Texas
$6K – – –
IRC
589
Investors Research Corp
Georgia
$6K – – –
IA
590
IFS Advisors
Kansas
$6K +$5.82K +127 New
WPA
591
West Paces Advisors
Georgia
$5.95K – – –
HS
592
Horan Securities
United States
$5K -$3.25K -71 -39%
BWA
593
BDO Wealth Advisors
Florida
$5K – – –
CFFP
594
Center for Financial Planning
Michigan
$5K – – –
JWA
595
JFS Wealth Advisors
Pennsylvania
$5K – – –
SFSIG
596
San Francisco Sentry Investment Group
California
$5K – – –
SSWG
597
Seven Springs Wealth Group
Tennessee
$5K – – –
AWM
598
Avior Wealth Management
Nebraska
$5K +$46 +1 +0.9%
PFO
599
Pathstone Family Office
New Jersey
$5K +$4.17K +91 New
IF
600
Ironwood Financial
Arizona
$5K +$4.58K +100 New
22 23
24
25 26

PFG Hedge Fund Activity: Q4 2020 in Review

619 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2020, worth a combined $9.67B — up 24% from $7.81B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new PFG positions and 53 closed out — a net gain of 57 holders — while 182 added to existing stakes and 214 trimmed.

The largest buyer was Credit Suisse, adding an estimated $173M. The largest seller was Arrowstreet Capital, cutting an estimated $113M.

  • 619 institutional investors held Principal Financial Group (PFG) as of Q4 2020, up from 568 in Q3 2020.
  • Funds reported $9.67B of Principal Financial Group stock for Q4 2020, up 24% quarter-over-quarter.
  • 110 funds opened new Principal Financial Group positions in Q4 2020 and 53 closed out, a net change of +57 holders.
  • The largest Principal Financial Group buyer in Q4 2020 was Credit Suisse, an estimated $173M added.
  • The largest Principal Financial Group seller in Q4 2020 was Arrowstreet Capital, an estimated $113M sold.

Based on aggregated 13F filings for Q4 2020.