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Principal Financial Group

613 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2021 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 236 increasing their positions, 189 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 236 | Existing positions reduced: 189

7% more capital invested

Capital invested by funds: $11.4B → $12.2B (+$784M)

1.15% more ownership

Funds ownership: 70.16%71.31% (+1.1%)

5% more call options, than puts

Call options by funds: $28M | Put options by funds: $26.6M

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

5% less funds holding

Funds holding: 645613 (-32)

39% less first-time investments, than exits

New positions opened: 46 | Existing positions closed: 75

Holders
613
Holders Change
-32
Holders Change %
-4.96%
% of All Funds
10.67%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
46
Increased
236
Reduced
189
Closed
75
Calls
$28M
Puts
$26.6M
Net Calls
+$1.38M
Net Calls Change
-$2.48M
Name Holding Trade Value Shares
Change
Change in
Stake
ACA
551
Atlas Capital Advisors
Wyoming
$13.1K
HPC
552
HM Payson & Co
Maine
$13K -$192 -3 -1%
COCM
553
Charter Oak Capital Management
New Hampshire
$13K
LC
554
Lindbrook Capital
California
$13K
MFT
555
Moisand Fitzgerald Tamayo
Florida
$13K
OAJ
556
Ogorek Anthony Joseph
New York
$13K
PCM
557
Peregrine Capital Management
Minnesota
$13K
SIM
558
Sonora Investment Management
Arizona
$13K
SA
559
SRH Advisors
Kansas
$13K
AWM
560
Avior Wealth Management
Nebraska
$13K +$128 +2 +0.9%
ASBI
561
American State Bank (Iowa)
Iowa
$12.6K
CFGS
562
Concourse Financial Group Securities
Alabama
$12K
FHC
563
First Horizon Corporation
Tennessee
$12K
ST
564
Smithfield Trust
Pennsylvania
$12K
SMG
565
Spectrum Management Group
Indiana
$12K +$12K +188 New
LPWM
566
Lake Point Wealth Management
Texas
$12K +$12.1K +189 New
ZB
567
Zions Bancorporation
Utah
$11K +$192 +3 +2%
EFSCE
568
Enterprise Financial Services Corp (EFSC)
Missouri
$11K +$1.41K +22 +15%
SIM
569
Sentry Investment Management
Wisconsin
$10K -$152K -2,382 -94%
DAM
570
Delta Asset Management
Tennessee
$10K
PO
571
Private Ocean
California
$10K
HS
572
Horan Securities
United States
$9K
HI
573
Hudock Inc
Pennsylvania
$9K +$128 +2 +1%
GI
574
Gradient Investments
Minnesota
$9K +$8.82K +138 New
FPW
575
Flagship Private Wealth
Massachusetts
$8.66K

PFG Hedge Fund Activity: Q2 2021 in Review

613 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2021, worth a combined $12.2B — up 6.8% from $11.4B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of PFG and 46 opened new positions — a net loss of 29 holders — while 189 trimmed existing stakes and 236 added.

The largest buyer was Credit Suisse, adding an estimated $163M. The largest seller was T. Rowe Price Associates, cutting an estimated $85M.

  • 613 institutional investors held Principal Financial Group (PFG) as of Q2 2021, down from 645 in Q1 2021.
  • Funds reported $12.2B of Principal Financial Group stock for Q2 2021, up 6.8% quarter-over-quarter.
  • 46 funds opened new Principal Financial Group positions in Q2 2021 and 75 closed out, a net change of -29 holders.
  • The largest Principal Financial Group buyer in Q2 2021 was Credit Suisse, an estimated $163M added.
  • The largest Principal Financial Group seller in Q2 2021 was T. Rowe Price Associates, an estimated $85M sold.

Based on aggregated 13F filings for Q2 2021.