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Principal Financial Group
PFG

619 hedge funds and large institutions have $9.67B invested in Principal Financial Group in 2020 Q4 according to their latest regulatory filings, with 110 funds opening new positions, 182 increasing their positions, 214 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more first-time investments, than exits

New positions opened: 110 | Existing positions closed: 53

31% more call options, than puts

Call options by funds: $16.2M | Put options by funds: $12.3M

24% more capital invested

Capital invested by funds: $7.81B → $9.67B (+$1.87B)

9% more funds holding

Funds holding: 568 → 619 (+51)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.95% less ownership

Funds ownership: 70.62% → 69.67% (-0.95%)

15% less repeat investments, than reductions

Existing positions increased: 182 | Existing positions reduced: 214

Holders
619
Holders Change
+51
Holders Change %
+8.98%
% of All Funds
10.95%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
110
Increased
182
Reduced
214
Closed
53
Calls
$16.2M
Puts
$12.3M
Net Calls
+$3.86M
Net Calls Change
-$1.45M

Top Buyers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
+$173M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$116M
3
Nomura Holdings
Nomura Holdings
Japan
+$29.4M
4
Retirement Systems of Alabama
Retirement Systems of Alabama
Alabama
+$26.3M
5
CSS
Cubist Systematic Strategies
Connecticut
+$18.3M

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$113M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$82.2M
3
AL
AJO LP
Pennsylvania
-$44.6M
4
PP
Prudential plc
United Kingdom
-$33.4M
5
BlackRock
BlackRock
New York
-$30M
Name Holding Trade Value Shares
Change 		Change in
Stake
HFS
551
Horizon Financial Services
North Carolina
$13K – – –
KTC
552
Kistler-Tiffany Companies
Pennsylvania
$13K – – –
LWA
553
Lenox Wealth Advisors
New York
$13K – – –
TWM
554
Tradition Wealth Management
Minnesota
$13K +$11.7K +255 New
OAJ
555
Ogorek Anthony Joseph
New York
$12K -$458 -10 -4%
APWA
556
Atlas Private Wealth Advisors
New Jersey
$12K – – –
LS
557
Leelyn Smith
Illinois
$12K – – –
FP
558
Financial Perspectives
Minnesota
$11.8K – – –
HI
559
Human Investing
Oregon
$11K – – –
SIM
560
Sonora Investment Management
Arizona
$11K – – –
VCM
561
Versant Capital Management
Arizona
$11K – – –
CTB
562
Country Trust Bank
Illinois
$11K +$1.74K +38 +21%
PCG
563
Private Capital Group
Connecticut
$11K +$9.99K +218 +4,360%
ACA
564
Atlas Capital Advisors
Wyoming
$10.3K +$9.53K +208 New
HPC
565
HM Payson & Co
Maine
$10K -$1.37K -30 -13%
CFGS
566
Concourse Financial Group Securities
Alabama
$10K – – –
LC
567
Lindbrook Capital
California
$10K – – –
MFT
568
Moisand Fitzgerald Tamayo
Florida
$10K – – –
SA
569
SRH Advisors
Kansas
$10K – – –
CAAS
570
Capital Asset Advisory Services
Michigan
$10K +$8.98K +196 New
COCM
571
Charter Oak Capital Management
New Hampshire
$10K +$9.16K +200 New
PCM
572
Peregrine Capital Management
Minnesota
$10K +$9.16K +200 New
ASBI
573
American State Bank (Iowa)
Iowa
$9.92K +$9.16K +200 New
ST
574
Smithfield Trust
Pennsylvania
$9K – – –
FHC
575
First Horizon Corporation
Tennessee
$9K +$1.83K +40 +26%
21 22
23
24 25

PFG Hedge Fund Activity: Q4 2020 in Review

619 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2020, worth a combined $9.67B — up 24% from $7.81B a quarter earlier.

Buyers outnumbered sellers: 110 funds opened new PFG positions and 53 closed out — a net gain of 57 holders — while 182 added to existing stakes and 214 trimmed.

The largest buyer was Credit Suisse, adding an estimated $173M. The largest seller was Arrowstreet Capital, cutting an estimated $113M.

  • 619 institutional investors held Principal Financial Group (PFG) as of Q4 2020, up from 568 in Q3 2020.
  • Funds reported $9.67B of Principal Financial Group stock for Q4 2020, up 24% quarter-over-quarter.
  • 110 funds opened new Principal Financial Group positions in Q4 2020 and 53 closed out, a net change of +57 holders.
  • The largest Principal Financial Group buyer in Q4 2020 was Credit Suisse, an estimated $173M added.
  • The largest Principal Financial Group seller in Q4 2020 was Arrowstreet Capital, an estimated $113M sold.

Based on aggregated 13F filings for Q4 2020.