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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
FP
551
Financial Perspectives
Minnesota
$13.1K +$13K +238 New
AWM
552
Avior Wealth Management
Nebraska
$13K -$13.1K -239 -50%
TFO
553
Tarbox Family Office
California
$12K -$1.48K -27 -11%
HI
554
Human Investing
Oregon
$12K
MFT
555
Moisand Fitzgerald Tamayo
Florida
$12K
SIM
556
Sonora Investment Management
Arizona
$12K
SA
557
SRH Advisors
Kansas
$12K
MAM
558
Meeder Asset Management
Ohio
$11K +$712 +13 +7%
WTC
559
WhitTier Trust Company
Nevada
$11K +$3.56K +65 +51%
CFGS
560
Concourse Financial Group Securities
Alabama
$11K +$8.81K +161 +343%
SSB
561
Sandy Spring Bank
Maryland
$10K -$5.47K -100 -36%
CTB
562
Country Trust Bank
Illinois
$10K
HPC
563
HM Payson & Co
Maine
$10K
LPWM
564
Lake Point Wealth Management
Texas
$10K +$10.3K +189 New
MAM
565
Marquette Asset Management
Minnesota
$9K
PO
566
Private Ocean
California
$9K
WPA
567
West Paces Advisors
Georgia
$8.41K
CI
568
CX Institutional
Indiana
$8K -$966K -17,650 -99%
DAM
569
Delta Asset Management
Tennessee
$8K
LWM
570
Lenox Wealth Management
Ohio
$8K +$7.88K +144 New
LWM
571
Lionsbridge Wealth Management
Florida
$8K +$8.87K +162 New
FPB
572
First PREMIER Bank
South Dakota
$7K
IRC
573
Investors Research Corp
Georgia
$7K
HI
574
Hudock Inc
Pennsylvania
$7K +$109 +2 +1%
BWA
575
BDO Wealth Advisors
Florida
$6K

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.