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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
CFA
551
Clarfeld Financial Advisors
New York
$4K +$4.77K +97 New
FCA
552
FinTrust Capital Advisors
South Carolina
$4K +$4.92K +100 New
ST
553
Smithfield Trust
Pennsylvania
$3K -$31.5K -639 -89%
FEG
554
Financial Enhancement Group
Indiana
$3K
ME
555
McIlrath & Eck
Washington
$3K
PRC
556
Pearl River Capital
Michigan
$3K +$3.25K +66 New
RCAG
557
Rehmann Capital Advisory Group
Michigan
$2.38K -$20.8K -423 -89%
CBT
558
Central Bank & Trust
Kentucky
$2K
OFW
559
Omnia Family Wealth
Florida
$2K
PK
560
Pflug Koory
Nebraska
$2K
GWMIA
561
Global Wealth Management Investment Advisory
Florida
$2K +$1.77K +36 New
HT
562
Heritage Trust
Oklahoma
$2K +$1.87K +38 New
BBHC
563
Brown Brothers Harriman & Co
New York
$2K +$2.21K +45 New
UB
564
UMB Bank
Missouri
$1.15K -$181K -3,669 -12%
BWM
565
Baystate Wealth Management
Massachusetts
$1K
WCM
566
Wealthcare Capital Management
Virginia
$1K
PCIA
567
Prime Capital Investment Advisors
Kansas
$1K +$1.03K +21 New
PWM
568
PRW Wealth Management
Massachusetts
$1K +$1.38K +28 New
SFSIG
569
San Francisco Sentry Investment Group
California
$1K +$1.53K +31 New
BHWM
570
Bay Harbor Wealth Management
Maryland
$1K +$1.62K +33 New
Capital World Investors
571
Capital World Investors
California
-$141M -2,411,000 Closed
Renaissance Technologies
572
Renaissance Technologies
New York
-$35M -598,100 Closed
DF
573
Donoghue Forlines
Massachusetts
-$13.9M -236,883 Closed
Assenagon Asset Management
574
Assenagon Asset Management
Luxembourg
-$12.8M -217,646 Closed
HCM
575
Howard Capital Management
Georgia
-$11.7M -199,856 Closed

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.