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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
DEA
526
DoubleLine ETF Adviser
Florida
$205K -$39.8K -469 -15%
AIP
527
Ameritas Investment Partners
Nebraska
$204K
IWM
528
IHT Wealth Management
Illinois
$202K -$31.1K -366 -12%
RFA
529
Resurgent Financial Advisors
Georgia
$200K +$17.8K +210 +8%
ST
530
Sageworth Trust
Pennsylvania
$192K
MWC
531
MBM Wealth Consultants
Missouri
$190K
WT
532
Whittier Trust
California
$187K
TFGT
533
TS Financial Group (TSFG)
Illinois
$184K
PA
534
Parallel Advisors
California
$184K +$44.9K +529 +27%
WP
535
WealthPLAN Partners
Nebraska
$183K +$3.31K +39 +2%
S
536
SignatureFD
Georgia
$182K -$8.65K -102 -4%
DA
537
Denali Advisors
California
$181K -$167K -1,967 -45%
HI
538
Harbour Investments
Wisconsin
$175K +$31.1K +366 +18%
HNB
539
Huntington National Bank
Ohio
$161K +$21.1K +249 +13%
BCWM
540
Bartlett & Co Wealth Management
Ohio
$160K -$11.3K -133 -6%
BC
541
Bartlett & Co
Ohio
$160K -$11.3K -133 -6%
QCG
542
Quadrant Capital Group
Ohio
$158K -$255 -3 -0.1%
AWM
543
Accel Wealth Management
Iowa
$145K +$27.4K +323 +20%
OIA
544
Optimum Investment Advisors
Illinois
$145K
IAIM
545
International Assets Investment Management
Florida
$142K +$162K +1,908 New
SSC
546
Syverson Strege & Co
Iowa
$139K +$3.22K +38 +2%
WFA
547
West Financial Advisors
Iowa
$132K -$4.67K -55 -3%
SCM
548
Silvant Capital Management
Georgia
$130K
DGAM
549
Desjardins Global Asset Management
Quebec, Canada
$127K +$75.3K +888 +108%
SCA
550
Stonebridge Capital Advisors
Minnesota
$122K +$6.28K +74 +5%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.