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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
SLF
526
Sun Life Financial
Ontario, Canada
$6K -$538K -12,629 -99%
DAM
527
Delta Asset Management
Tennessee
$6K
PO
528
Private Ocean
California
$6K
WT
529
Whittier Trust
California
$6K
ZB
530
Zions Bancorporation
Utah
$6K +$2.47K +58 +67%
FHC
531
First Horizon Corporation
Tennessee
$6K +$6.48K +152 New
EARNEST Partners
532
EARNEST Partners
Georgia
$5K
FMP
533
Financial Management Professionals
Texas
$5K
IRC
534
Investors Research Corp
Georgia
$5K
HI
535
Hudock Inc
Pennsylvania
$5K +$85 +2 +1%
LAS
536
Lloyd Advisory Services
Georgia
$5K +$5.8K +136 New
WPA
537
West Paces Advisors
Georgia
$4.83K
CHAM
538
Clear Harbor Asset Management
Connecticut
$4.03K +$4.26K +100 New
BWA
539
BDO Wealth Advisors
Florida
$4K
BFEC
540
Benjamin F. Edwards & Company
Missouri
$4K
CHA
541
Carmichael Hill & Associates
Maryland
$4K
CFFP
542
Center for Financial Planning
Michigan
$4K
FHA
543
Flagship Harbor Advisors
Massachusetts
$4K
JWA
544
JFS Wealth Advisors
Pennsylvania
$4K
PW
545
Price Wealth
Texas
$4K
SFSIG
546
San Francisco Sentry Investment Group
California
$4K
SSWG
547
Seven Springs Wealth Group
Tennessee
$4K
AWM
548
Avior Wealth Management
Nebraska
$4K +$85 +2 +2%
NIM
549
NuWave Investment Management
New Jersey
$4K +$1.19K +28 +40%
RA
550
Rational Advisors
New York
$4K +$1.19K +28 +40%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.