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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
SA
526
SRH Advisors
Kansas
$12K
WCAMG
527
Woodard & Company Asset Management Group
North Carolina
$12K
WSTAM
528
Wilbanks Smith & Thomas Asset Management
Virginia
$12K +$11.1K +200 New
Twin Tree Management
529
Twin Tree Management
Texas
$11K -$31.5K -565 -74%
CTB
530
Country Trust Bank
Illinois
$11K
QCIG
531
Quad-Cities Investment Group
Iowa
$11K
SSB
532
Sandy Spring Bank
Maryland
$11K
MFW
533
Mosaic Family Wealth
Missouri
$11K +$56 +1 +0.4%
KF
534
Krilogy Financial
Missouri
$11K +$10.3K +184 New
VIA
535
Vantage Investment Advisors
Pennsylvania
$11K +$29.5K +529 +274%
CAL
536
Capital Advisors Ltd
Ohio
$10K
DAM
537
Delta Asset Management
Tennessee
$10K
TFO
538
Tarbox Family Office
California
$10K +$502 +9 +6%
PCP
539
Proficio Capital Partners
Massachusetts
$9K -$669 -12 -7%
PO
540
Private Ocean
California
$9K
RWA
541
River Wealth Advisors
Pennsylvania
$9K
SBL
542
Sargent Bickham Lagudis
Colorado
$9K
WPA
543
West Paces Advisors
Georgia
$8.96K
SFM
544
Signet Financial Management
New Jersey
$8K
HI
545
Hudock Inc
Pennsylvania
$7K -$5.52K -99 -43%
CG
546
Cutler Group
California
$7K
EARNEST Partners
547
EARNEST Partners
Georgia
$7K
WTC
548
WhitTier Trust Company
Nevada
$7K
TFA
549
Transamerica Financial Advisors
Florida
$7K +$5.46K +98 +1,089%
CAG
550
Csenge Advisory Group
Florida
$7K +$8.47K +152 New

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.