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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
526
CAPTRUST Financial Advisors
North Carolina
$11K +$11.4K +177 New
AIL
527
AGF Investments LLC
Ontario, Canada
$10K
CPA
528
Clear Perspective Advisors
Illinois
$10K
PO
529
Private Ocean
California
$10K +$10.2K +159 New
WA
530
WealthTrust-Arizona
Arizona
$9K
CFD
531
Creative Financial Designs
Indiana
$9K +$64 +1 +0.7%
Parallax Volatility Advisers
532
Parallax Volatility Advisers
California
$9K +$8.68K +135 New
APSP
533
Asset Planning Services (Pennsylvania)
Pennsylvania
$8K
WTC
534
WhitTier Trust Company
Nevada
$8K
NIC
535
Northwest Investment Counselors
Oregon
$7K
QAM
536
QCI Asset Management
New York
$7K
MPWT
537
MassMutual Private Wealth & Trust
Connecticut
$6.43K
SIM
538
Sonora Investment Management
Arizona
$6.43K
BFEC
539
Benjamin F. Edwards & Company
Missouri
$6K
PG
540
Patten Group
Tennessee
$6K
PWM
541
Perigon Wealth Management
California
$6K
GT
542
Greenleaf Trust
Michigan
$6K +$5.66K +88 New
SNT
543
Security National Trust
West Virginia
$6K +$6.17K +96 New
IP
544
Isthmus Partners
Wisconsin
$5K
RFA
545
Reilly Financial Advisors
California
$5K
IWM
546
IHT Wealth Management
Illinois
$5K +$64 +1 +1%
PFBT
547
Parkside Financial Bank & Trust
Missouri
$4K
SIA
548
Sit Investment Associates
Minnesota
$4K
CBT
549
Central Bank & Trust
Kentucky
$3K
RFM
550
Royal Fund Management
Florida
$3K

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.