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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
GEA
501
Glen Eagle Advisors
New Jersey
$10.9K +$4.26K +100 +59%
AWA
502
Arkadios Wealth Advisors
Georgia
$10.3K -$213 -5 -2%
AW
503
Alpha Windward
Massachusetts
$10K -$5.75K -135 -35%
OAJ
504
Ogorek Anthony Joseph
New York
$10K -$511 -12 -4%
APWA
505
Atlas Private Wealth Advisors
New Jersey
$10K
LWA
506
Lenox Wealth Advisors
New York
$10K
HPC
507
HM Payson & Co
Maine
$10K +$2.56K +60 +33%
FP
508
Financial Perspectives
Minnesota
$9.58K
CI
509
CX Institutional
Indiana
$9K -$10.9K -255 -53%
HI
510
Human Investing
Oregon
$9K
LS
511
Leelyn Smith
Illinois
$9K
SIM
512
Sonora Investment Management
Arizona
$9K
SA
513
SRH Advisors
Kansas
$9K
TFA
514
Toth Financial Advisory
Virginia
$9K +$852 +20 +10%
VCM
515
Versant Capital Management
Arizona
$9K +$1.96K +46 +24%
CFGS
516
Concourse Financial Group Securities
Alabama
$8K
LC
517
Lindbrook Capital
California
$8K
MFT
518
Moisand Fitzgerald Tamayo
Florida
$8K
ST
519
Smithfield Trust
Pennsylvania
$8K
F
520
F3Logic
Minnesota
$7.45K +$7.88K +185 New
CTB
521
Country Trust Bank
Illinois
$7K
MAM
522
Marquette Asset Management
Minnesota
$7K
SSB
523
Sandy Spring Bank
Maryland
$7K
HS
524
Horan Securities
United States
$7K +$3.03K +71 +65%
PFWA
525
Paces Ferry Wealth Advisors
Georgia
$7K +$7.42K +174 New

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.