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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
ZB
501
Zions Bancorporation
Utah
$37K -$2.57K -47 -7%
TI
502
tru Independence
Oregon
$37K +$64.5K +1,178 New
GRP
503
Global Retirement Partners
California
$36K
RA
504
Rational Advisors
New York
$35K -$26.5K -484 -43%
GI
505
Gradient Investments
Minnesota
$35K +$34.4K +629 +4,838%
LWCFA
506
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$33K -$30.1K -550 -48%
WB
507
West Bancorporation
Iowa
$33K +$32.6K +595 New
SWA
508
Sutton Wealth Advisors
Florida
$32.5K
SV
509
Stilwell Value
New York
$30K
OSAM
510
O'Shaughnessy Asset Management
Connecticut
$29K +$29K +530 New
CAC
511
Certified Advisory Corp
Florida
$28K +$55 +1 +0.2%
FHA
512
First Horizon Advisors
Tennessee
$28K +$55 +1 +0.2%
LMAM
513
Legg Mason Asset Management
Japan
$27K +$1.09K +20 +4%
VEA
514
Virtus ETF Advisers
New York
$26K -$7.22K -132 -22%
WEC
515
Winslow Evans & Crocker
Massachusetts
$26K
AAP
516
Arax Advisory Partners
Colorado
$24K +$219 +4 +0.9%
PFGIA
517
Patriot Financial Group Insurance Agency
Massachusetts
$23K +$55 +1 +0.2%
LWM
518
Liberty Wealth Management
California
$23K +$109 +2 +0.5%
MPWT
519
MassMutual Private Wealth & Trust
Connecticut
$23K +$22.6K +412 New
MG
520
MilWealth Group
Wisconsin
$22.6K
FCB
521
First Command Bank
Texas
$20K
FCFS
522
First Command Financial Services
Texas
$20K
SWM
523
Sugarloaf Wealth Management
Georgia
$20K +$19.9K +364 New
AIM
524
Anchor Investment Management
South Carolina
$19.3K -$8.21K -150 -30%
AWA
525
Arkadios Wealth Advisors
Georgia
$18.2K +$17.8K +325 New

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.