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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
CAGAS
501
Capital Advisory Group Advisory Services
Minnesota
$18K -$3.07K -55 -15%
CHP
502
Cable Hill Partners
Oregon
$18K
TSW
503
Thompson Siegel & Walmsley
Virginia
$18K
WB
504
Webster Bank
Connecticut
$18K
WAS
505
Winch Advisory Services
Wisconsin
$18K +$167 +3 +1%
MWM
506
MinichMacGregor Wealth Management
New York
$17K
OC
507
Oakworth Capital
Alabama
$17K
DBT
508
Dubuque Bank & Trust
Iowa
$17K +$15.8K +283 New
JA
509
JOYN Advisors
Georgia
$16K -$4.74K -85 -24%
JWA
510
JFS Wealth Advisors
Pennsylvania
$16K -$2.34K -42 -13%
HRC
511
Hoertkorn Richard Charles
$16K
KTC
512
Kistler-Tiffany Companies
Pennsylvania
$16K
WA
513
WealthTrust-Arizona
Arizona
$16K +$1K +18 +7%
ZB
514
Zions Bancorporation
Utah
$15K -$5.68K -102 -28%
LWA
515
Lenox Wealth Advisors
New York
$15K
TCOV
516
Trust Company of Vermont
Vermont
$15K
TFA
517
Toth Financial Advisory
Virginia
$15K +$167 +3 +1%
VNA
518
Valley National Advisers
Pennsylvania
$15K +$167 +3 +1%
CIA
519
CSat Investment Advisory
Michigan
$15K +$3.12K +56 +28%
CWA
520
Clarus Wealth Advisors
Arizona
$14K
WCM
521
Whitener Capital Management
North Carolina
$14K +$14.1K +253 New
BWA
522
BDO Wealth Advisors
Florida
$13K
FMTCOCP
523
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$13K
EFSCE
524
Enterprise Financial Services Corp (EFSC)
Missouri
$12K -$11.3K -203 -50%
MFT
525
Moisand Fitzgerald Tamayo
Florida
$12K

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.