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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
CAL
501
Capital Advisors Ltd
Ohio
$10K
First Manhattan
502
First Manhattan
New York
$10K
PCP
503
Proficio Capital Partners
Massachusetts
$9K -$1.18K -21 -11%
TFO
504
Tarbox Family Office
California
$9K
IWA
505
IBEX Wealth Advisors
New Jersey
$9K +$8.35K +149 New
CPA
506
Clear Perspective Advisors
Illinois
$9K +$8.57K +153 New
SFG
507
SevenBridge Financial Group
Pennsylvania
$8K
WA
508
WealthTrust-Arizona
Arizona
$8K
EF
509
Empirical Finance
Pennsylvania
$8K +$7.28K +130 New
BTIS
510
BB&T Investment Services
North Carolina
$8K +$7.51K +134 New
WTC
511
WhitTier Trust Company
Nevada
$7K
EARNEST Partners
512
EARNEST Partners
Georgia
$7K +$6.5K +116 New
EWM
513
Evercore Wealth Management
New York
$6K -$2.63K -47 -31%
BFEC
514
Benjamin F. Edwards & Company
Missouri
$6K
FWM
515
Focused Wealth Management
New York
$6K
LWCFA
516
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$6K
QAM
517
QCI Asset Management
New York
$6K
MPWT
518
MassMutual Private Wealth & Trust
Connecticut
$5.79K +$5.6K +100 New
RFA
519
Reilly Financial Advisors
California
$5K
CFD
520
Creative Financial Designs
Indiana
$5K +$4.54K +81 New
MRCM
521
M&R Capital Management
New Jersey
$5K +$5.27K +94 New
CBT
522
Central Bank & Trust
Kentucky
$4K -$3.31K -59 -46%
PFBT
523
Parkside Financial Bank & Trust
Missouri
$4K +$1.18K +21 +48%
AA
524
Apriem Advisors
California
$4K +$3.59K +64 New
IWM
525
IHT Wealth Management
Illinois
$4K +$3.98K +71 New

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.