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Principal Financial Group

591 hedge funds and large institutions have $10.1B invested in Principal Financial Group in 2019 Q1 according to their latest regulatory filings, with 74 funds opening new positions, 185 increasing their positions, 215 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more first-time investments, than exits

New positions opened: 74 | Existing positions closed: 48

16% more capital invested

Capital invested by funds: $8.69B → $10.1B (+$1.43B)

3% more funds holding

Funds holding: 572591 (+19)

1.47% more ownership

Funds ownership: 71.09%72.56% (+1.5%)

5% more call options, than puts

Call options by funds: $8.52M | Put options by funds: $8.07M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

14% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 215

Holders
591
Holders Change
+19
Holders Change %
+3.32%
% of All Funds
12.79%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
74
Increased
185
Reduced
215
Closed
48
Calls
$8.52M
Puts
$8.07M
Net Calls
+$442K
Net Calls Change
+$493K
Name Holding Trade Value Shares
Change
Change in
Stake
SWA
476
Sutton Wealth Advisors
Florida
$29.6K
HCM
477
Hilton Capital Management
New York
$29K
NIM
478
NuWave Investment Management
New Jersey
$28K +$23.2K +469 +464%
SV
479
Stilwell Value
New York
$27K
AF
480
Advisornet Financial
Minnesota
$27K +$2.88K +58 +12%
ClearBridge Investments
481
ClearBridge Investments
New York
$26K +$198 +4 +0.8%
FHA
482
First Horizon Advisors
Tennessee
$26K +$20.6K +415 +377%
GEA
483
Glen Eagle Advisors
New Jersey
$25.6K -$4.96K -100 -16%
AIM
484
Anchor Investment Management
South Carolina
$25.1K -$7.19K -145 -22%
CAC
485
Certified Advisory Corp
Florida
$25K
AWM
486
Avior Wealth Management
Nebraska
$23K
CIA
487
CSat Investment Advisory
Michigan
$22K -$1.88K -38 -8%
WEC
488
Winslow Evans & Crocker
Massachusetts
$22K
PCP
489
Proficio Capital Partners
Massachusetts
$22K +$2.38K +48 +12%
BFEC
490
Benjamin F. Edwards & Company
Missouri
$22K +$16.5K +332 +332%
Simplex Trading
491
Simplex Trading
Illinois
$22K +$22.2K +447 New
TAIM
492
TD Ameritrade Investment Management
Nebraska
$21K -$27K -544 -56%
FC
493
Ferris Capital
Massachusetts
$21K
LMAM
494
Legg Mason Asset Management
Japan
$21K +$19.8K +400 New
MG
495
MilWealth Group
Wisconsin
$20.6K +$20.3K +410 New
PFGIA
496
Patriot Financial Group Insurance Agency
Massachusetts
$20K
GAM
497
Gemmer Asset Management
California
$19K
FANJ
498
Financial Architects (New Jersey)
New Jersey
$18K -$991 -20 -5%
RFM
499
Royal Fund Management
Florida
$18K -$50 -1 -0.3%
AIM
500
Advantage Investment Management
Iowa
$18K

PFG Hedge Fund Activity: Q1 2019 in Review

591 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2019, worth a combined $10.1B — up 16% from $8.69B a quarter earlier.

Buyers outnumbered sellers: 74 funds opened new PFG positions and 48 closed out — a net gain of 26 holders — while 185 added to existing stakes and 215 trimmed.

The largest buyer was BlackRock, adding an estimated $225M. The largest seller was JP Morgan Chase, cutting an estimated $130M.

  • 591 institutional investors held Principal Financial Group (PFG) as of Q1 2019, up from 572 in Q4 2018.
  • Funds reported $10.1B of Principal Financial Group stock for Q1 2019, up 16% quarter-over-quarter.
  • 74 funds opened new Principal Financial Group positions in Q1 2019 and 48 closed out, a net change of +26 holders.
  • The largest Principal Financial Group buyer in Q1 2019 was BlackRock, an estimated $225M added.
  • The largest Principal Financial Group seller in Q1 2019 was JP Morgan Chase, an estimated $130M sold.

Based on aggregated 13F filings for Q1 2019.