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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
FCFS
476
First Command Financial Services
Texas
$16K
RFM
477
Royal Fund Management
Florida
$16K +$1.72K +35 +11%
VEA
478
Virtus ETF Advisers
New York
$15K
AC
479
Avestar Capital
New York
$14K -$173K -3,507 -90%
WAS
480
Winch Advisory Services
Wisconsin
$14K +$345 +7 +2%
CFGS
481
Concourse Financial Group Securities
Alabama
$14K +$15.3K +310 +2,818%
MOS
482
MGO One Seven
Ohio
$14K +$15.6K +317 New
APA
483
American Portfolios Advisors
New York
$14K -$157K -3,192 -91%
GT
484
Glenmede Trust
Pennsylvania
$13.6K +$3.79M +77,009 +33%
WIM
485
Westside Investment Management
California
$13.3K +$14.8K +300 New
AP
486
Atwood & Palmer
Missouri
$13K
DBT
487
Dubuque Bank & Trust
Iowa
$13K
OC
488
Oakworth Capital
Alabama
$13K
TSW
489
Thompson Siegel & Walmsley
Virginia
$13K
WB
490
Webster Bank
Connecticut
$13K
LPWM
491
Lake Point Wealth Management
Texas
$13K +$14.2K +289 New
LWM
492
Liberty Wealth Management
California
$13K +$14.6K +296 New
HRC
493
Hoertkorn Richard Charles
$12K
KTC
494
Kistler-Tiffany Companies
Pennsylvania
$12K
JFA
495
JNBA Financial Advisors
Minnesota
$12K +$13.3K +270 New
CAM
496
Cresset Asset Management
Illinois
$12K +$13.9K +282 New
FTI
497
Fiduciary Trust International
Massachusetts
$12K +$13.9K +282 New
OAJ
498
Ogorek Anthony Joseph
New York
$12K +$14.3K +291 New
CWA
499
Clarus Wealth Advisors
Arizona
$11K
LWA
500
Lenox Wealth Advisors
New York
$11K

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.