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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
AIM
476
Anchor Investment Management
South Carolina
$37.8K
KA
477
Kaizen Advisory
Illinois
$37K
Simplex Trading
478
Simplex Trading
Illinois
$35K -$30.8K -552 -48%
SWA
479
Sutton Wealth Advisors
Florida
$34.6K
HCM
480
Hilton Capital Management
New York
$34K +$32.7K +586 New
SV
481
Stilwell Value
New York
$32K
CAW
482
Cornerstone Advisors (Washington)
Washington
$31K
ClearBridge Investments
483
ClearBridge Investments
New York
$30K +$167 +3 +0.6%
CAC
484
Certified Advisory Corp
Florida
$29K +$5.8K +104 +27%
AWM
485
Avior Wealth Management
Nebraska
$28K
RCAG
486
Rehmann Capital Advisory Group
Michigan
$28K +$1.95K +35 +8%
MMG
487
Monetary Management Group
Missouri
$26K
WEC
488
Winslow Evans & Crocker
Massachusetts
$26K
FC
489
Ferris Capital
Massachusetts
$25K
AAP
490
Arax Advisory Partners
Colorado
$24K -$446 -8 -2%
AF
491
Advisornet Financial
Minnesota
$24K
VFA
492
Valeo Financial Advisors
Indiana
$24K +$5.91K +106 +26%
FANJ
493
Financial Architects (New Jersey)
New Jersey
$23K +$2.45K +44 +13%
GAM
494
Gemmer Asset Management
California
$22K
AIM
495
Advantage Investment Management
Iowa
$21K -$5.57K -100 -22%
FCB
496
First Command Bank
Texas
$21K
FCFS
497
First Command Financial Services
Texas
$21K
VEA
498
Virtus ETF Advisers
New York
$20K
RFM
499
Royal Fund Management
Florida
$19K +$15.2K +273 +488%
AP
500
Atwood & Palmer
Missouri
$18K -$5.57K -100 -25%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.