We are live on ! Find out more
PFG icon

Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
MBT
476
Montecito Bank & Trust
California
$19K +$18.2K +325 New
MWM
477
MinichMacGregor Wealth Management
New York
$17K
OSNBOA
478
Old Second National Bank of Aurora
Illinois
$17K
WAS
479
Winch Advisory Services
Wisconsin
$17K +$224 +4 +1%
WB
480
Webster Bank
Connecticut
$17K +$16.8K +300 New
JFA
481
JNBA Financial Advisors
Minnesota
$16K -$338K -6,034 -96%
HRC
482
Hoertkorn Richard Charles
$16K
PFGIA
483
Patriot Financial Group Insurance Agency
Massachusetts
$16K +$15.6K +278 New
KF
484
Krilogy Financial
Missouri
$15K
PWM
485
Perigon Wealth Management
California
$15K +$7.12K +127 +127%
WA
486
WFG Advisors
Texas
$15K +$14.6K +260 +4,333%
VNA
487
Valley National Advisers
Pennsylvania
$14K +$168 +3 +1%
ZB
488
Zions Bancorporation
Utah
$13K -$784 -14 -6%
IWC
489
Integrated Wealth Counsel
California
$13K
MFW
490
Mosaic Family Wealth
Missouri
$13K
AIL
491
AGF Investments LLC
Ontario, Canada
$13K +$12.1K +216 New
LWM
492
LBA Wealth Management
Florida
$13K +$12.2K +218 New
FMTCOCP
493
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$12.7K +$12.3K +220 New
SBL
494
Sargent Bickham Lagudis
Colorado
$12K
SA
495
SRH Advisors
Kansas
$12K
HI
496
Hudock Inc
Pennsylvania
$12K +$56 +1 +0.5%
WPA
497
West Paces Advisors
Georgia
$11.6K +$11.3K +201 New
CTB
498
Country Trust Bank
Illinois
$11K
VIA
499
Vantage Investment Advisors
Pennsylvania
$11K
OFW
500
Omnia Family Wealth
Florida
$11K +$10.4K +186 New

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.