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Principal Financial Group
PFG

783 hedge funds and large institutions have $15.2B invested in Principal Financial Group in 2022 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 274 increasing their positions, 235 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 47

93% more call options, than puts

Call options by funds: $20.7M | Put options by funds: $10.7M

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

17% more repeat investments, than reductions

Existing positions increased: 274 | Existing positions reduced: 235

14% more capital invested

Capital invested by funds: $13.3B → $15.2B (+$1.85B)

11% more funds holding

Funds holding: 705 → 783 (+78)

1.33% more ownership

Funds ownership: 74.14% → 75.48% (+1.3%)

Holders
783
Holders Change
+78
Holders Change %
+11.06%
% of All Funds
12.59%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
137
Increased
274
Reduced
235
Closed
47
Calls
$20.7M
Puts
$10.7M
Net Calls
+$9.97M
Net Calls Change
+$2.39M

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$193M
2
Morgan Stanley
Morgan Stanley
New York
+$156M
3
BlackRock
BlackRock
New York
+$142M
4
Goldman Sachs
Goldman Sachs
New York
+$38.9M
5
CS
Credit Suisse
Switzerland
+$37.2M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$256M
2
Capital Research Global Investors
Capital Research Global Investors
California
-$142M
3
Norges Bank
Norges Bank
Norway
-$131M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$111M
5
Ameriprise
Ameriprise
Minnesota
-$54.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CS
26
Credit Suisse
Switzerland
$65.9M +$37.2M +434,135 +124%
Deutsche Bank
27
Deutsche Bank
Germany
$56.7M +$1.63M +18,965 +3%
HSBC Holdings
28
HSBC Holdings
United Kingdom
$52.7M -$2.12M -24,684 -4%
Fidelity Investments
29
Fidelity Investments
Massachusetts
$52.5M +$3.75M +43,674 +8%
California Public Employees Retirement System
30
California Public Employees Retirement System
California
$49.7M +$1M +11,671 +2%
N
31
Nuveen
North Carolina
$48.9M -$9.6M -111,859 -16%
Barclays
32
Barclays
United Kingdom
$44.6M +$5.01M +58,443 +12%
RhumbLine Advisers
33
RhumbLine Advisers
Massachusetts
$42M +$1.12M +12,999 +3%
FWIA
34
Fort Washington Investment Advisors
Ohio
$40.5M +$120K +1,394 +0.3%
Skandinaviska Enskilda Banken (SEB)
35
Skandinaviska Enskilda Banken (SEB)
Sweden
$39.5M +$20.6M +239,565 +103%
California State Teachers Retirement System (CalSTRS)
36
California State Teachers Retirement System (CalSTRS)
California
$36.1M +$285K +3,319 +0.8%
JP Morgan Chase
37
JP Morgan Chase
New York
$35.1M -$1.36M -15,886 -4%
NSAM
38
North Star Asset Management
Wisconsin
$33.7M -$3.73M -43,477 -10%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$33.5M +$10.2M +118,684 +42%
National Pension Service
40
National Pension Service
South Korea
$32.9M -$2.95M -34,433 -8%
Citigroup
41
Citigroup
New York
$30.8M +$14.7M +170,913 +87%
Axa
42
Axa
France
$29.4M +$156K +1,814 +0.5%
BGIM
43
Brandywine Global Investment Management
Pennsylvania
$29.4M +$7.65M +89,176 +34%
Franklin Resources
44
Franklin Resources
California
$28.5M +$26M +303,168 +822%
AllianceBernstein
45
AllianceBernstein
Tennessee
$28.2M +$186K +2,168 +0.7%
ACM
46
Argent Capital Management
Missouri
$28.1M -$156K -1,816 -0.5%
GHA
47
GW Henssler & Associates
Georgia
$27.5M -$256K -2,982 -0.9%
New York State Teachers Retirement System (NYSTRS)
48
New York State Teachers Retirement System (NYSTRS)
New York
$26.5M +$890K +10,375 +3%
UBS Group
49
UBS Group
Switzerland
$26.2M +$9.29M +108,332 +53%
T. Rowe Price Associates
50
T. Rowe Price Associates
Maryland
$25.4M -$132K -1,537 -0.5%
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PFG Hedge Fund Activity: Q4 2022 in Review

783 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2022, worth a combined $15.2B — up 14% from $13.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new PFG positions and 47 closed out — a net gain of 90 holders — while 274 added to existing stakes and 235 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $193M. The largest seller was Bank of America, cutting an estimated $256M.

  • 783 institutional investors held Principal Financial Group (PFG) as of Q4 2022, up from 705 in Q3 2022.
  • Funds reported $15.2B of Principal Financial Group stock for Q4 2022, up 14% quarter-over-quarter.
  • 137 funds opened new Principal Financial Group positions in Q4 2022 and 47 closed out, a net change of +90 holders.
  • The largest Principal Financial Group buyer in Q4 2022 was First Trust Advisors, an estimated $193M added.
  • The largest Principal Financial Group seller in Q4 2022 was Bank of America, an estimated $256M sold.

Based on aggregated 13F filings for Q4 2022.