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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
AL
26
AJO LP
Pennsylvania
$44.6M -$11.9M -279,286 -20%
Swiss National Bank
27
Swiss National Bank
Switzerland
$42.9M -$865K -20,300 -2%
N
28
Nuveen
North Carolina
$41.2M -$8.58M -201,259 -16%
ORIO
29
Old Republic International (ORI)
Illinois
$34.5M
Bank of America
30
Bank of America
North Carolina
$33.9M -$2.02M -47,324 -5%
HSBC Holdings
31
HSBC Holdings
United Kingdom
$32.7M +$3.17M +74,278 +10%
Ameriprise
32
Ameriprise
Minnesota
$32.1M -$9.45M -221,759 -22%
Axa
33
Axa
France
$30.9M +$452K +10,600 +1%
Schroder Investment Management Group
34
Schroder Investment Management Group
United Kingdom
$30.1M -$4.48M -105,093 -13%
KBC Group
35
KBC Group
Belgium
$29.9M +$23.2M +544,280 +273%
ZP
36
Zimmer Partners
New York
$28.7M +$30.4M +712,500 New
California Public Employees Retirement System
37
California Public Employees Retirement System
California
$26.4M +$1.07M +25,016 +4%
Deutsche Bank
38
Deutsche Bank
Germany
$23.7M +$1.71M +40,055 +7%
CS
39
Credit Suisse
Switzerland
$22.3M +$418K +9,797 +2%
AllianceBernstein
40
AllianceBernstein
Tennessee
$21.5M +$1.19M +27,972 +6%
LSV Asset Management
41
LSV Asset Management
Illinois
$21.2M -$621K -14,571 -3%
California State Teachers Retirement System (CalSTRS)
42
California State Teachers Retirement System (CalSTRS)
California
$20.8M +$394K +9,234 +2%
RhumbLine Advisers
43
RhumbLine Advisers
Massachusetts
$20.6M +$504K +11,822 +2%
New York State Common Retirement Fund
44
New York State Common Retirement Fund
New York
$20.2M -$3.16M -74,100 -13%
DZ Bank
45
DZ Bank
Germany
$20M +$19.9M +465,799 +1,571%
National Pension Service
46
National Pension Service
South Korea
$19.4M
Robeco Institutional Asset Management
47
Robeco Institutional Asset Management
Netherlands
$19.4M +$15.8M +370,177 +331%
Skandinaviska Enskilda Banken (SEB)
48
Skandinaviska Enskilda Banken (SEB)
Sweden
$19.1M +$18.3M +429,284 +936%
WCM
49
Wedge Capital Management
North Carolina
$18.9M -$4.8M -112,507 -19%
American Century Companies
50
American Century Companies
Missouri
$18.2M +$17.2M +403,917 +821%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.