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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
Swiss National Bank
26
Swiss National Bank
Switzerland
$68.3M +$688K +10,700 +1%
GC
27
Guggenheim Capital
Illinois
$64M +$7.82M +121,555 +14%
Sumitomo Mitsui Trust Group
28
Sumitomo Mitsui Trust Group
Japan
$61.9M +$5.22M +81,084 +9%
TA
29
Teachers Advisors
New York
$61.3M -$3.91M -60,790 -6%
Deutsche Bank
30
Deutsche Bank
Germany
$61.3M +$13.4M +208,639 +28%
UBS AM
31
UBS AM
Illinois
$59.9M +$2.81M +43,647 +5%
Prudential Financial
32
Prudential Financial
New Jersey
$58.8M -$1.45M -22,540 -2%
GT
33
Glenmede Trust
Pennsylvania
$56.1M +$4.53M +70,487 +9%
CS
34
Credit Suisse
Switzerland
$55.5M +$459K +7,137 +0.8%
PPA
35
Parametric Portfolio Associates
Washington
$54.4M +$4.17M +64,811 +8%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$47.9M +$1.57M +24,482 +3%
New York State Common Retirement Fund
37
New York State Common Retirement Fund
New York
$45.1M -$409K -6,358 -0.9%
Nordea Investment Management
38
Nordea Investment Management
Sweden
$44.1M +$1.08M +16,867 +3%
TCIM
39
TIAA CREF Investment Management
New York
$42.7M +$581K +9,029 +1%
CCMG
40
Clark Capital Management Group
Pennsylvania
$39M +$10.6M +165,523 +38%
Mitsubishi UFJ Trust & Banking
41
Mitsubishi UFJ Trust & Banking
Japan
$38.2M +$1.12M +17,462 +3%
Robeco Institutional Asset Management
42
Robeco Institutional Asset Management
Netherlands
$37.9M +$5.94M +92,391 +19%
Invesco
43
Invesco
Georgia
$34.8M -$1.04M -16,190 -3%
RhumbLine Advisers
44
RhumbLine Advisers
Massachusetts
$32.8M +$1.71M +26,519 +5%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$32.2M +$2.34M +36,442 +8%
WCM
46
Wedge Capital Management
North Carolina
$32.2M +$205K +3,193 +0.6%
Wells Fargo
47
Wells Fargo
California
$31.5M +$4.67M +72,596 +17%
Credit Agricole
48
Credit Agricole
France
$31.5M -$684K -10,631 -2%
T. Rowe Price Associates
49
T. Rowe Price Associates
Maryland
$31.1M -$835K -12,986 -3%
New York State Teachers Retirement System (NYSTRS)
50
New York State Teachers Retirement System (NYSTRS)
New York
$30.3M -$210K -3,258 -0.7%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.