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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
Skandinaviska Enskilda Banken (SEB)
26
Skandinaviska Enskilda Banken (SEB)
Sweden
$60.1M +$34.8M +621,266 +149%
Prudential Financial
27
Prudential Financial
New Jersey
$54.5M -$119K -2,130 -0.2%
TCIM
28
TIAA CREF Investment Management
New York
$52.6M -$33.3M -594,320 -40%
Morgan Stanley
29
Morgan Stanley
New York
$52.4M +$34.5M +615,637 +213%
Sumitomo Mitsui Trust Group
30
Sumitomo Mitsui Trust Group
Japan
$46.6M -$350K -6,242 -0.8%
Swiss National Bank
31
Swiss National Bank
Switzerland
$46.3M -$112K -2,000 -0.2%
GT
32
Glenmede Trust
Pennsylvania
$46.1M +$26.6M +473,967 +147%
UBS AM
33
UBS AM
Illinois
$45.7M -$252K -4,493 -0.6%
JP Morgan Chase
34
JP Morgan Chase
New York
$45.7M +$6.97M +124,330 +19%
GC
35
Guggenheim Capital
Illinois
$45.2M -$3M -53,617 -6%
California Public Employees Retirement System
36
California Public Employees Retirement System
California
$44.5M +$123K +2,200 +0.3%
New York State Common Retirement Fund
37
New York State Common Retirement Fund
New York
$43.6M -$740K -13,200 -2%
CS
38
Credit Suisse
Switzerland
$43.2M -$884K -15,777 -2%
BlackRock
39
BlackRock
New York
$43.1M -$3M -53,532 -7%
PPA
40
Parametric Portfolio Associates
Washington
$43M -$457K -8,157 -1%
BIM
41
BlackRock Investment Management
Delaware
$37.5M +$1.24M +22,057 +4%
American Century Companies
42
American Century Companies
Missouri
$35.2M -$8.34M -148,842 -20%
Invesco
43
Invesco
Georgia
$34.4M +$4.85M +86,618 +17%
Mitsubishi UFJ Trust & Banking
44
Mitsubishi UFJ Trust & Banking
Japan
$33.8M -$843K -15,046 -3%
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$33.2M -$824K -14,700 -3%
Deutsche Bank
46
Deutsche Bank
Germany
$32.7M -$26M -463,335 -45%
Wells Fargo
47
Wells Fargo
California
$32.5M +$1.81M +32,321 +6%
ORIO
48
Old Republic International (ORI)
Illinois
$32.1M
Credit Agricole
49
Credit Agricole
France
$32.1M +$1.25M +22,330 +4%
NIPH
50
NN Investment Partners Holdings
Netherlands
$29.8M +$20.2M +360,405 +234%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.