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Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
26
Millennium Management
New York
$46.8M +$45.6M +1,185,389 New
Norges Bank
27
Norges Bank
Norway
$44.9M +$2.17M +56,375 +5%
Charles Schwab
28
Charles Schwab
California
$38.7M +$2.5M +65,035 +7%
Prudential Financial
29
Prudential Financial
New Jersey
$34.3M +$23.1K +600 +0.1%
GC
30
Guggenheim Capital
Illinois
$33.7M +$5.42M +140,750 +20%
Balyasny Asset Management
31
Balyasny Asset Management
Illinois
$33M +$28.3M +736,322 +726%
Sumitomo Mitsui Trust Group
32
Sumitomo Mitsui Trust Group
Japan
$32.8M +$446K +11,588 +1%
PAM
33
Panagora Asset Management
Massachusetts
$31.7M +$41.1K +1,069 +0.1%
California Public Employees Retirement System
34
California Public Employees Retirement System
California
$30.9M -$104K -2,700 -0.3%
New York State Common Retirement Fund
35
New York State Common Retirement Fund
New York
$29.6M -$1.33M -34,550 -4%
UBS AM
36
UBS AM
Illinois
$29M -$6.11M -158,837 -18%
Morgan Stanley
37
Morgan Stanley
New York
$28.9M +$10.6M +275,148 +60%
Swiss National Bank
38
Swiss National Bank
Switzerland
$28.8M +$8.66M +225,200 +42%
Credit Agricole
39
Credit Agricole
France
$27.3M -$5.05M -131,171 -16%
California State Teachers Retirement System (CalSTRS)
40
California State Teachers Retirement System (CalSTRS)
California
$25.4M +$3.09M +80,319 +14%
JP Morgan Chase
41
JP Morgan Chase
New York
$25.3M +$797K +20,704 +3%
BIM
42
BlackRock Investment Management
Delaware
$24.8M -$300K -7,788 -1%
WCM
43
Wedge Capital Management
North Carolina
$24M +$1.52M +39,536 +7%
RFC
44
Russell Frank Company
Washington
$23.7M +$6.1M +158,458 +36%
Mitsubishi UFJ Trust & Banking
45
Mitsubishi UFJ Trust & Banking
Japan
$23.2M +$119K +3,103 +0.5%
FWCM
46
Ferguson Wellman Capital Management
Oregon
$23.1M +$3.46M +89,951 +18%
PPA
47
Parametric Portfolio Associates
Washington
$22.9M +$850K +22,102 +4%
CI
48
Conning Inc
Connecticut
$21.2M +$3.13M +81,253 +18%
JHIU
49
Janus Henderson Investors US
Colorado
$21.2M -$3.27M -84,971 -14%
New York State Teachers Retirement System (NYSTRS)
50
New York State Teachers Retirement System (NYSTRS)
New York
$20.9M -$3.77K -98 -0%

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.