We are live on ! Find out more
PFG icon

Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
Norges Bank
26
Norges Bank
Norway
$51.2M +$3.2M +61,707 +6%
Capital International Investors
27
Capital International Investors
California
$45.4M
Prudential Financial
28
Prudential Financial
New Jersey
$44.4M +$2.02M +39,000 +4%
Charles Schwab
29
Charles Schwab
California
$43.5M -$3.24M -62,443 -6%
UBS AM
30
UBS AM
Illinois
$42M -$4.44M -85,753 -9%
Sumitomo Mitsui Trust Group
31
Sumitomo Mitsui Trust Group
Japan
$41.2M +$393K +7,580 +0.9%
CS
32
Credit Suisse
Switzerland
$38.4M +$8.54M +164,877 +26%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$37.3M -$1.29M -24,800 -3%
Credit Agricole
34
Credit Agricole
France
$37M +$15.7M +303,105 +63%
New York State Common Retirement Fund
35
New York State Common Retirement Fund
New York
$37M -$1.49M -28,675 -4%
PAM
36
Panagora Asset Management
Massachusetts
$36.6M +$21.8M +420,899 +119%
Deutsche Bank
37
Deutsche Bank
Germany
$33M +$1.37M +26,505 +4%
BlackRock
38
BlackRock
New York
$30.9M +$3.37M +64,938 +11%
BIM
39
BlackRock Investment Management
Delaware
$30.3M +$160K +3,089 +0.5%
GC
40
Guggenheim Capital
Illinois
$28.5M -$11.6M -222,901 -27%
Wells Fargo
41
Wells Fargo
California
$27.5M -$242K -4,679 -0.8%
Mitsubishi UFJ Trust & Banking
42
Mitsubishi UFJ Trust & Banking
Japan
$27.4M +$593K +11,438 +2%
JHIU
43
Janus Henderson Investors US
Colorado
$27.2M -$3.05M -58,838 -9%
FWCM
44
Ferguson Wellman Capital Management
Oregon
$26.6M +$9.02M +173,995 +45%
California State Teachers Retirement System (CalSTRS)
45
California State Teachers Retirement System (CalSTRS)
California
$26.2M +$848K +16,357 +3%
JP Morgan Chase
46
JP Morgan Chase
New York
$26M -$39.4M -761,023 -58%
WCM
47
Wedge Capital Management
North Carolina
$25.5M -$7.17M -138,350 -20%
PPA
48
Parametric Portfolio Associates
Washington
$25.4M +$1.61M +31,080 +6%
New York State Teachers Retirement System (NYSTRS)
49
New York State Teachers Retirement System (NYSTRS)
New York
$25.1M +$36.6K +706 +0.1%
Swiss National Bank
50
Swiss National Bank
Switzerland
$24.9M +$2.66M +51,300 +11%

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.