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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
451
Focused Wealth Management
New York
$135K +$5.47K +100 +4%
HNB
452
Huntington National Bank
Ohio
$123K +$40K +730 +48%
AF
453
Allworth Financial
California
$119K +$59.5K +1,087 +100%
FA
454
Fortis Advisors
Pennsylvania
$113K
QCG
455
Quadrant Capital Group
Ohio
$110K -$15.3K -279 -11%
DOA
456
D'Orazio & Associates
Virginia
$109K
BCWM
457
Bartlett & Co Wealth Management
Ohio
$106K
OIA
458
Optimum Investment Advisors
Illinois
$103K
CHC
459
City Holding Co
West Virginia
$98K
FMT
460
First Mercantile Trust
Tennessee
$94K +$5.86K +107 +7%
AF
461
Advisornet Financial
Minnesota
$91K -$20.4K -373 -18%
APA
462
American Portfolios Advisors
New York
$89.5K -$22.8K -417 -20%
VFA
463
Valeo Financial Advisors
Indiana
$88K
RE
464
RBC Europe
United Kingdom
$86.6K
PA
465
Parallel Advisors
California
$85K -$1.31K -24 -2%
CTC
466
Central Trust Company
Missouri
$81K
JFA
467
JNBA Financial Advisors
Minnesota
$80K
PI
468
PEAK6 Investments
Illinois
$80K +$80K +1,461 New
TRCT
469
Tower Research Capital (TRC)
New York
$79K -$296K -5,415 -79%
O
470
Ossiam
France
$79K -$229K -4,192 -74%
ONST
471
Old North State Trust
North Carolina
$77K
SCM
472
Silvant Capital Management
Georgia
$71K
PB
473
Pinnacle Bancorp
Nebraska
$70K
VCM
474
Vigilant Capital Management
Maine
$69K
Loomis, Sayles & Company
475
Loomis, Sayles & Company
Massachusetts
$66K -$492K -8,991 -88%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.