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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
451
Verition Fund Management
Connecticut
$214K -$75.8K -1,347 -26%
IFAM
452
Institutional & Family Asset Management
Colorado
$211K +$6.02K +107 +3%
MERSOM
453
Municipal Employees' Retirement System of Michigan
Michigan
$208K +$5.63K +100 +3%
HAG
454
HighPoint Advisor Group
Illinois
$202K +$56 +1 +0%
Simplex Trading
455
Simplex Trading
Illinois
$191K -$284K -5,042 -60%
BAM
456
Belpointe Asset Management
Nevada
$178K -$10.1K -180 -5%
RIM
457
Rampart Investment Management
Connecticut
$170K -$505K -8,966 -75%
Federated Hermes
458
Federated Hermes
Pennsylvania
$162K +$5.12K +91 +3%
RIA
459
Realta Investment Advisors
Delaware
$159K -$29.2K -518 -16%
MIFH
460
Migdal Insurance & Financial Holdings
Israel
$159K -$2.2K -39 -1%
JCM
461
Jacobi Capital Management
Pennsylvania
$155K +$169 +3 +0.1%
S
462
SignatureFD
Georgia
$151K -$48.1K -855 -24%
PAI
463
Pittenger & Anderson Inc
Nebraska
$145K +$97.4K +1,730 +215%
VIM
464
Veritas Investment Management
United Kingdom
$143K
TFGT
465
TS Financial Group (TSFG)
Illinois
$142K
BCA
466
Berman Capital Advisors
Georgia
$141K +$8.78K +156 +7%
FWM
467
Focused Wealth Management
New York
$134K
AIM
468
Arcadia Investment Management
Michigan
$133K -$5.63K -100 -4%
QCG
469
Quadrant Capital Group
Ohio
$129K -$7.21K -128 -5%
FA
470
Fortis Advisors
Pennsylvania
$117K
APA
471
American Portfolios Advisors
New York
$117K -$46K -817 -29%
AF
472
Advisornet Financial
Minnesota
$116K +$23.7K +421 +26%
DOA
473
D'Orazio & Associates
Virginia
$113K
BC
474
Bartlett & Co
Ohio
$110K +$7.49K +133 +7%
BCWM
475
Bartlett & Co Wealth Management
Ohio
$110K +$7.49K +133 +7%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.