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Principal Financial Group
PFG

591 hedge funds and large institutions have $10.1B invested in Principal Financial Group in 2019 Q1 according to their latest regulatory filings, with 74 funds opening new positions, 185 increasing their positions, 215 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more first-time investments, than exits

New positions opened: 74 | Existing positions closed: 48

16% more capital invested

Capital invested by funds: $8.69B → $10.1B (+$1.43B)

3% more funds holding

Funds holding: 572 → 591 (+19)

1.47% more ownership

Funds ownership: 71.09% → 72.56% (+1.5%)

5% more call options, than puts

Call options by funds: $8.52M | Put options by funds: $8.07M

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

14% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 215

Holders
591
Holders Change
+19
Holders Change %
+3.32%
% of All Funds
12.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
74
Increased
185
Reduced
215
Closed
48
Calls
$8.52M
Puts
$8.07M
Net Calls
+$442K
Net Calls Change
+$493K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$225M
2
O
OppenheimerFunds
New York
+$39.2M
3
First Trust Advisors
First Trust Advisors
Illinois
+$39M
4
SLAM
Swiss Life Asset Management
+$29M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$23.4M

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$130M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$60.6M
3
Allianz Asset Management
Allianz Asset Management
Germany
-$31.2M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$28.9M
5
Nordea Investment Management
Nordea Investment Management
Sweden
-$28.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
CLOS
451
Compagnie Lombard Odier SCmA
Switzerland
$55K -$17.9K -362 -25%
SIA
452
Sit Investment Associates
Minnesota
$54K – – –
AF
453
Allworth Financial
California
$54K +$248 +5 +0.5%
FNC
454
First National Corp
Massachusetts
$52K – – –
PCG
455
Private Capital Group
Connecticut
$51K – – –
PMFA
456
Plante Moran Financial Advisors
Michigan
$49K +$5.01K +101 +12%
FFC
457
First Financial Corp
Indiana
$48K – – –
LC
458
Lindbrook Capital
California
$48K – – –
MCM
459
Manchester Capital Management
Vermont
$48K – – –
M
460
MOTCO
Texas
$48K – – –
PB
461
Pinnacle Bancorp
Nebraska
$48K – – –
BBNA
462
Bremer Bank National Association
Minnesota
$48K +$41.9K +845 New
TC
463
Truvestments Capital
Florida
$47K +$46K +928 New
TFS
464
TrustCore Financial Services
Tennessee
$45K – – –
CAM
465
Cresset Asset Management
Illinois
$42K +$27.3K +550 +195%
TF
466
Tompkins Financial
New York
$42K +$41.4K +835 New
TWA
467
TCI Wealth Advisors
Arizona
$41K +$4.46K +90 +12%
PAI
468
Pittenger & Anderson Inc
Nebraska
$40K +$39.8K +804 New
GLI
469
Guardian Life Insurance
New York
$38K – – –
TA
470
Thor Advisors
New York
$38K +$37.8K +763 New
ZB
471
Zions Bancorporation
Utah
$36K -$149 -3 -0.4%
CAW
472
Cornerstone Advisors (Washington)
Washington
$36K +$3.52K +71 +11%
First Manhattan
473
First Manhattan
New York
$34K – – –
GRP
474
Global Retirement Partners
California
$34K – – –
RAM
475
Riggs Asset Management
Pennsylvania
$34K – – –
17 18
19
20 21

PFG Hedge Fund Activity: Q1 2019 in Review

591 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2019, worth a combined $10.1B — up 16% from $8.69B a quarter earlier.

Buyers outnumbered sellers: 74 funds opened new PFG positions and 48 closed out — a net gain of 26 holders — while 185 added to existing stakes and 215 trimmed.

The largest buyer was BlackRock, adding an estimated $225M. The largest seller was JP Morgan Chase, cutting an estimated $130M.

  • 591 institutional investors held Principal Financial Group (PFG) as of Q1 2019, up from 572 in Q4 2018.
  • Funds reported $10.1B of Principal Financial Group stock for Q1 2019, up 16% quarter-over-quarter.
  • 74 funds opened new Principal Financial Group positions in Q1 2019 and 48 closed out, a net change of +26 holders.
  • The largest Principal Financial Group buyer in Q1 2019 was BlackRock, an estimated $225M added.
  • The largest Principal Financial Group seller in Q1 2019 was JP Morgan Chase, an estimated $130M sold.

Based on aggregated 13F filings for Q1 2019.