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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
451
Armbruster Capital Management
New York
$41K +$39.3K +702 New
PHK
452
Point72 Hong Kong
Hong Kong
$41K +$39.4K +703 New
RAM
453
Riggs Asset Management
Pennsylvania
$40K
SF
454
Synovus Financial
Georgia
$40K
BCM
455
Blume Capital Management
California
$35K
SWA
456
Sutton Wealth Advisors
Florida
$34.1K +$28.6K +511 +647%
SV
457
Stilwell Value
New York
$32K
FCB
458
First Command Bank
Texas
$32K +$30.5K +545 New
FCFS
459
First Command Financial Services
Texas
$32K +$30.5K +545 New
NFM
460
North Forty Management
Washington
$32K +$31.4K +560 New
FNBT
461
FineMark National Bank & Trust
Florida
$31K
PA
462
Parallel Advisors
California
$31K +$30K +536 New
AIM
463
Arcadia Investment Management
Michigan
$30K
CAW
464
Cornerstone Advisors (Washington)
Washington
$30K +$5.77K +103 +25%
EA
465
Edge Advisors
Georgia
$30K +$29.6K +528 New
DBT
466
Dubuque Bank & Trust
Iowa
$28K +$26.8K +479 New
MMG
467
Monetary Management Group
Missouri
$26K
EFSCE
468
Enterprise Financial Services Corp (EFSC)
Missouri
$26K +$12.1K +216 +94%
WEC
469
Winslow Evans & Crocker
Massachusetts
$25.3K
JWA
470
JFS Wealth Advisors
Pennsylvania
$23K
TSW
471
Thompson Siegel & Walmsley
Virginia
$23K
AAP
472
Arax Advisory Partners
Colorado
$23K +$22K +392 New
APSP
473
Asset Planning Services (Pennsylvania)
Pennsylvania
$22K
GAM
474
Gemmer Asset Management
California
$22K
OC
475
Oakworth Capital
Alabama
$22K +$12.6K +225 +150%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.