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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
IRF
426
IBM Retirement Fund
New York
$222K -$11.1K -202 -5%
WB
427
WesBanco Bank
West Virginia
$222K
IAM
428
Integre Asset Management
New York
$220K
GCP
429
GSA Capital Partners
United Kingdom
$219K -$463K -8,462 -68%
9WM
430
9258 Wealth Management
Ohio
$218K +$217K +3,965 New
CFG
431
Citizens Financial Group
Rhode Island
$216K +$766 +14 +0.4%
WAM
432
Wealthspire Advisors (Maryland)
Maryland
$216K +$215K +3,935 New
BAM
433
Belpointe Asset Management
Nevada
$214K +$42.3K +772 +25%
UIA
434
UBP Investment Advisors
Switzerland
$214K +$213K +3,888 New
TSS
435
Two Sigma Securities
New York
$214K +$213K +3,893 New
RA
436
RFG Advisory
Alabama
$209K +$208K +3,798 New
RFC
437
Regions Financial Corp
Alabama
$207K
HAG
438
HighPoint Advisor Group
Illinois
$206K +$2.74K +50 +1%
IFAM
439
Institutional & Family Asset Management
Colorado
$203K
GIA
440
Gateway Investment Advisers
Ohio
$202K -$18.7K -341 -9%
RIM
441
Rampart Investment Management
Connecticut
$171K +$7.22K +132 +4%
MIFH
442
Migdal Insurance & Financial Holdings
Israel
$164K +$10.6K +193 +7%
JCM
443
Jacobi Capital Management
Pennsylvania
$150K +$164 +3 +0.1%
NIT
444
NumerixS Investment Technologies
British Columbia, Canada
$149K -$323K -5,900 -69%
AssetMark Inc
445
AssetMark Inc
California
$142K -$117K -2,145 -45%
S
446
SignatureFD
Georgia
$138K -$7.44K -136 -5%
IUHSA
447
Itau Unibanco Holding S.A.
Brazil
$138K +$137K +2,512 New
VIM
448
Veritas Investment Management
United Kingdom
$137K
BCA
449
Berman Capital Advisors
Georgia
$136K
TFGT
450
TS Financial Group (TSFG)
Illinois
$136K

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.